We are looking for a Sr. Compliance Analyst to support marketing and customer communications oversight for financial products in San Francisco, California. This Long-term Contract position focuses on helping the business meet regulatory expectations by reviewing promotional content, assessing compliance risk, and advising cross-functional partners on compliant execution. The ideal candidate brings strong knowledge of financial services compliance and can translate regulatory requirements into practical guidance for Marketing, Legal, Product, and Risk teams.
Responsibilities:
- Evaluate marketing and advertising materials for financial products to confirm disclosures, pricing details, promotional statements, and fee information align with applicable regulations.
- Advise business partners across Marketing, Legal, Product, and Risk on compliance considerations during campaign planning, review, and launch activities.
- Examine customer-facing communications before release to ensure consent language, opt-out options, and required notices are properly presented.
- Perform compliance testing, quality reviews, and recurring audits of campaigns and related materials to detect control weaknesses and regulatory exposure.
- Research potential compliance concerns, document observations, and work with stakeholders to drive corrective actions within established timelines.
- Maintain organized records of approvals, review decisions, and supporting documentation to strengthen audit readiness and regulatory examination support.
- Track changes in regulatory expectations and industry guidance, then recommend updates to policies, procedures, and training resources.
- Contribute to risk assessments, compliance procedures, and employee education efforts that reinforce sound practices across marketing and customer acquisition activities.
- Prepare summaries, metrics, and presentations on compliance results and risk themes to support leadership decision-making and ongoing process improvement.
- Experience in compliance oversight within financial services, including review of marketing or customer communications.
- Working knowledge of advertising regulations, disclosure requirements, and standards affecting financial products.
- Proficiency with Excel formulas for analysis, tracking, and reporting.
- Familiarity with loan underwriting concepts and their relevance to regulated financial products.
- Understanding of AML and BSA requirements within a broader compliance environment.
- Strong ability to investigate issues, document findings clearly, and support remediation efforts with cross-functional teams.
- Excellent communication skills with the ability to present compliance guidance and reporting to stakeholders and management.