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Associate
CFN LAWYERS LLC
Ballwin, MO

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CFN LAWYERS LLC

Associate

Ballwin, MO, United States

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Job details

Posting language: English
Posted: Oct 25, 2026

Original job description

Advise U.S. and foreign private issuers, sponsors, and underwriters on capital-raising transactions, including registered public offerings and private placements. 2. Draft registration statements, prospectuses, listing applications, and related investor disclosures, ensuring compliance with SEC regulations. 3. Monitor IPO and exchange-listing workstreams from organizational meeting through pricing and closing, including SEC registration, FINRA Public Offering System filings, NYSE and Nasdaq listing applications, DTC eligibility, and post-effective compliance matters. 4. Coordinate legal, business, and accounting due diligence with management, auditors, and underwriting syndicates; prepare 10b-5 and Exchange Act compliance memoranda supporting disclosure and negative assurance letters. 5. Respond to SEC comment letters; prepare confidential submissions and public filings; and interface with exchange staff, the FINRA, and applicable foreign regulators on cross-border transactions. 6. Structure equity and debt offerings, including pricing mechanics, lock-up scope and carve-outs, indenture covenant packages, registration rights, and tax-driven structuring considerations. 7. Negotiate and draft underwriting agreements, purchase agreements, indentures, registration rights agreements, equity distribution agreements, etc. 8. Advise boards, special committees, and management on post-listing compliance, corporate governance standards, shareholder approval requirements, proxy disclosure, etc. 9. Support newly public issuers on periodic reporting, Regulation FD policies, insider trading and window-period programs, and ongoing capital markets execution following IPO. 10. Guide issuers, directors, and officers through securities litigation, regulatory investigations, and internal investigations into disclosure, trading, or accounting matters. 11. Advise on general corporate and commercial matters of clients, including entity formation and restructuring, board and committee governance, equity incentive plans, strategic investments, and other day-to-day business matters. 12. Represent issuers, directors, and officers in securities litigation in federal and New York state courts, including class actions, derivative suits, and related shareholder disputes. - Must have J. D. or a LL.M. degree. - Must have New York State Bar Admission . - Knowledge in Commercial Law, Corporate Law and Legal Process is required . Please email your resume to sanny.choi@cfnllc.us or mail to CFN Lawyers LLC, 301 Sovereign Ct , Ste 119D , Ballwin , MO 63011

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