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Associate Manager, National Accounts (Hybrid)
Bertelsmann-Jobs
New York, NY
- Up to $70,500 USD / year
Penguin Random House is seeking an Associate National Account Manager to sell frontlist and backlist titles from our adult Penguin Random House Publisher Services client publishers to…
Added 3 mins ago
Sr. Phlebotomist
Emerson Hospital
Concord, MA
…patient care every day. Under the general direction of the Associate Client Services Manager and Phlebotomy Supervisor, the Sr. Phlebotomist plays a vital role in collecting high-quality…
Added 3 mins ago
Field Technician II
Harbor IT, LLC
Boston, MA
The Field Technician II is an escalation-tier onsite and remote support role within Harbor IT's Practice 3 Life Sciences service delivery organization, supporting healthcare, medical, and…
Added 3 mins ago
Associate Veterinarian - Hoffman Animal Hospital
Hoffman Animal Hospital
Annapolis, MD
The primary purpose and function of the Associate Veterinarian is to provide the highest quality of veterinary care and exceptional client service. The Associate Veterinarian advocates for…
Added 4 mins ago
Associate Consultant
VikingCloud
United States
Ability to travel to support business and client requirements
Added 5 mins ago
Tax Associate - RA
H&R Block
ROUND ROCK, TX
As a Tax Associate at H&R Block, you'll begin a career in tax and client service through a hands-on, apprenticeship-style experience. You’ll build your skills with training, guidance, and…
Added 5 mins ago
Tax Associate - RA
H&R Block
GEORGETOWN, TX
As a Tax Associate at H&R Block, you'll begin a career in tax and client service through a hands-on, apprenticeship-style experience. You’ll build your skills with training, guidance, and…
Added 5 mins ago
Tax Associate - RA
H&R Block
PFLUGERVILLE, TX
As a Tax Associate at H&R Block, you'll begin a career in tax and client service through a hands-on, apprenticeship-style experience. You’ll build your skills with training, guidance, and…
Added 5 mins ago
Service Delivery Technician I
CyrusOne Management Services LLC
Sterling, VA
The Service Delivery Technician provides direct support to and is a central point of contact for CyrusOne clients. The Service Delivery Technician answers and records calls, e-mail requests…
Added 6 mins ago
Associate Sales Representative – Tampa, FL - Emergency Care
Stryker
Tampa, FL
As an Associate Sales Representative, you will play a key role in supporting the sales team by promoting Stryker Emergency Care products to Fire/Emergency Medical Services (EMS)…
Added 6 mins ago
Associate Sales Representative - Dallas/Fort Worth - Acute Care
Stryker
Dallas, TX
As an Associate Sales Representative, you will play a key role in supporting the sales team by promoting Stryker's Acute Care products and solutions to healthcare providers. You’ll assist…
Added 6 mins ago
YOUTH SUPPORT SPECIALIST
Toms River, NJ
…collaborative treatment environment that prioritizes individualized, client-centered…
Added 7 mins ago
NM
Staff Associate
Northstar Memorial Group
Kaneohe, HI
- $18 to $23 USD / hour
Hawaiian Memorial Park Mortuary is looking for a Staff Associate to join our team in Kaneohe, Hawaii where we offer a passionate and purpose-filled work environment. Our Staff Associates…
Added 8 mins ago
Onsite Staffing Coordinator in Fairfield, OH!
Employbridge
Cincinnati, OH · Fairfield, OH
…day-to-day execution, management of strong relationships with the client and associates, and fulfillment of the client’s staffing services agreement. This role supports the day-to-day…
Added 8 mins ago
Sales Development Representative
Spotlight
Kansas City
The Sales Development Representative is an outward-facing sales role responsible for growing Spotlight’s client portfolio. You’ll identify and contact potential clients, build relationships…
Added 8 mins ago
Restoration Project Coordinator
Bulley & Andrews
Chicago, IL
…attributes that set B&A apart are an unwavering commitment to client service, technical expertise, and strong relationships with the trade partner…
Added 9 mins ago
Associate Manager
Sugartown Worldwide LLC
Fort Lauderdale, FL
The Associate Manager is responsible for assisting with the daily operation of the Lilly Pulitzer retail store. This includes sales, client experience, scheduling, and safeguarding the…
Added 9 mins ago
OH
Family Services Specialist I/II
Oklahoma Human Services
Altus, OK
- $37,440 to $40,248 USD / year
OR an associate’s degree plus two (2) years of experience performing administrative support, recordkeeping, customer service, or client service functions in a call center, business,…
Added 10 mins ago
Enterprise Data Platform Analyst
GAMA-1 Technologies
Remote, United States
Support enterprise information architecture, document control, versioning, retention, records management, and content recovery using version history, recycle bins, and approved backup…
Added 11 mins ago
Complex Care Nurse (RN) Care Manager
Mass General Brigham Community Physicians, Inc.
United States
…systems analysts to advance our mission. As a not-for-profit, we support patient care, research, teaching, and community service, striving to provide exceptional care. We believe that…
Added 11 mins ago
Associate Indirect Procurement Manager- Rotational Program
Rochester, NY · Chicago, IL
The Associate Manager, Indirect Procurement Rotational Program is a full-time development role designed to build broad capabilities in category management, strategic sourcing, stakeholder…
Added 11 mins ago
BB
Early Childhood Teacher
BHCC Bright Horizons Children's Centers, LLC
Cary, NC
- $19 to $23.2 USD / hour
College-level coursework in early childhood education, CDA, or an associate or bachelor’s degree in early education or related field is preferred
Added 11 mins ago
BB
Child Care Center Director
BHCC Bright Horizons Children's Centers, LLC
Houston, TX
- $73,000 to $91,000 USD / year
Associate or higher degree in early childhood education, education, or child development related field is required; bachelor’s degree is preferred
Added 11 mins ago
BB
Child Care Assistant Teachers
BHCC Bright Horizons Children's Centers, LLC
United States
- $20.77 to $23 USD / hour
CDA, Associate, or bachelor’s degree in early education or related field is preferred
Added 11 mins ago
BB
Child Care Assistant Teacher
BHCC Bright Horizons Children's Centers, LLC
NY
- $18.2 to $22.7 USD / hour
CDA, Associate, or bachelor’s degree in early education or related field is preferred

Closed listing

TIAA

Sr Analyst, Regulatory Program Management

Dallas, TX, United States
Charlotte, NC, United States

$67,700 to $95,100 USD / year

This opening has closed.

The original listing is kept below for reference.

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Job details

Pay: $67,700 to $95,100 USD / year
Closing date: Nov 27, 2026
Experience: 3+ years of financial services experience
Posting language: English
Posted: Nov 3, 2026

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Original job description

Archived listing. The details below describe a past opening.

The Senior Analyst, Regulatory Program Management job evaluates the reliability and effectiveness of internal controls across the company. As a subject matter expert in regulatory requirements, this job ensures adherence to regulatory standards and proper oversight is being conducted over broker dealer activities. This job contributes to establishing operating routines and procedures that enable sound supervisory practices.

Key Responsibilities and Duties

Contributes to the creation and maintenance of processes that ensure adherence to regulatory requirements.
Designs and executes the testing of regulatory processes and controls.
Presents findings and applicable recommendations to management and/or appropriate business partners.
Oversees cross-functional implementation of broker dealer programs including analysis of regulatory risks in operational areas.
Reviews documentation of business processes, risks and controls via business as usual engagement and ongoing partnerships.
Evaluates policies and procedures currently in place within the organization to identify gaps and opportunities.
Communicates new or revised policies, procedures, processes and related documents to appropriate team members and/or business units.

Educational Requirements

University (Degree) Preferred

Work Experience

5+ Years Required; 7+ Years Preferred

FINRA Registrations

SRC Indicator: Series 7; Series 24

Physical Requirements

Physical Requirements: Sedentary Work

Career Level 8IC

Required Qualifications

3+ years of financial services experience
Series 7 and 24 completed within 120 days of start date

Preferred Qualifications

7+ years of financial services experience
Tenured experience researching and resolving issues
Prior experience testing and monitoring procedures
Proactive and willing to learn
Flexible, a team player

Related Skills

Business Acumen, Business Process Improvement, Business Process Understanding, Communication, Compliance, Continuous Improvement Mindset, Detail-Oriented, General Risk Management, Influence, Relationship Management, Risk Mitigation, Risk Monitoring

Anticipated Posting End Date:

2026-11-27

Base Pay Range: $67,700/yr - $95,100/yr Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location. In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans).

_____________________________________________________________________________________________________

Company Overview Every worker deserves a secure retirement. For more than 100 years, TIAA has delivered it for millions of people. Founded to help educators retire with dignity, today weʼre a market-leading retirement company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our clients and the many Americans who need us.

Our Culture of Impact At TIAA, we're on a mission to build on our 100+ year legacy of delivering for our clients while evolving to meet tomorrow's challenges. We equip our associates with future-focused skills and AI tools that enable us to advance our mission. Together, we are fighting to ensure a more secure financial future for all and for generations to come. We are guided by our values: Champion Our People, Be Client Obsessed, Lead with Integrity, Own It, and Win As One. They influence every decision we make and how we work together to serve our clients every day. We thrive in a collaborative in-office environment where teams work across organizational boundaries with shared purpose, accelerating innovation and delivering meaningful results. Our workplace brings together TIAA and Nuveen's entrepreneurial spirit, where we work hard and work together to create lasting impact. Here, every associate can grow through meaningful learning experiences and development pathways - because when our people succeed, our impact on clients' lives grows stronger.

Benefits and Total Rewards The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates. That’s why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your best possible physical, emotional and financial well-being. To learn more about your benefits, please review our Benefits Summary.

Equal Opportunity We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.

Our full EEO & Non-Discrimination statement is on our careers home page, and you can read more about your rights and view government notices here.

Accessibility Support TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities.

If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:

Phone: (800) 842-2755 Email: accessibility.support@tiaa.org

Drug and Smoking Policy TIAA maintains a drug-free and smoke/free workplace.

Privacy Notices For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click here.

For Applicants of TIAA, Nuveen and Affiliates residing in California, please click here.

For Applicants of TIAA Global Capabilities, click here.

For Applicants of Nuveen residing in Europe and APAC, please click here.

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