Find work in the United States.

A simpler way to find your next job.

Jobs in the United States

25+ jobs

Save this search

Added 3 mins ago
XE
Sr Accounting Analyst
Xcel Energy Services Inc
Minneapolis, MN
- $73,700 to $104,633.33 USD / year
Perform general accounting processes to ensure accurate and timely accounting close cycles and the development of subsequent internal and external financial statements and reports,…
Added 3 mins ago
Clinical Program Manager - Evernorth - Remote (Clinical Operations Support & Custom Services)
The Cigna Group
United States
…operations, custom client implementations, specialty programs, analyst services, and operational process improvements. This leader partners across clinical, implementation, product,…
Added 8 mins ago
Analyst Finance
Tyson Prepared Foods, Inc.
Springdale, AR
…facilities within Prepared Foods Supply Chain. As a Finance Analyst, you will transform financial and operational data into meaningful reporting and actionable insights that help Finance…
Added 9 mins ago
CA
Exempt to Permanent – Technology Analyst/Designer - Senior (1053) Citywide (E168928)
City and County of San Francisco
San Francisco, CA
- $134,082 to $168,688 USD / year
Experience: Three (3) years in the information systems field, including system analysis, business process design, development and implementation of business application solutions or IT…
Added 14 mins ago
Analyst EIT Program/Sys
CPS Energy
San Antonio, TX
Analyst EIT Program/Sys 2 has intermediate experience in Energy/Utilities Field Operations Applications Support – Geographical Information System (GIS), Work Management Information System…
Added 14 mins ago
Inventory Analyst
Leiters Inc
Englewood, CO
Professional Development: Access ongoing training, mentorship, and growth opportunities to expand your skills and advance your career within a rapidly growing industry.
Added 14 mins ago
Service Management - Analyst, Global Public Sector, Early Talent
Salesforce, Inc.
IN
…scale. We offer job shadowing, mentorship programs, talent development courses, and much…
Added 15 mins ago
Director, Infrastructure – Project Finance, New York
STANDARD & POOR'S FINANCIAL SERVICE
NY
Added 17 mins ago
Delivery Analyst
Marsh Agency LLC
Remote, United States
…makes us different and how you can make your mark as a Delivery Analyst at Marsh…
Added 20 mins ago
CB
Sr. Analyst High Risk EDD (NE)
Cathay Bank
Monterey Park, CA
- $32 to $35 USD / hour
…are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic…
Added 23 mins ago
Business Planning Analyst, ES
Fujifilm
Montpelier, VT
The Business Planning Analyst role provides critical support to Fujifilm Endoscopy’s organization
Added 23 mins ago
Data, Communications, and Policy Analyst (Remote)
GovCIO
Montpelier, VT
GovCIO is currently hiring for a Data, Communications, and Policy Analyst to support program management, tasking execution, strategic planning, policy review, metrics generation and…
Added 24 mins ago
Associate National Account Manager - Lowe's
Black & Decker (U.S.) Inc.
Huntersville, NC · Charlotte, NC
Act as a liaison between our Account Team and our Lowes.com Brand Analyst to help drive sales and execute key business initiatives
Added 28 mins ago
Enterprise Application Associate Analyst - (Epic Resolute Professional Billing)
Children's Health
Dallas, TX
Job Title & Specialty Area: Enterprise Application Associate Analyst - (Epic Resolute Professional Billing)
Added 28 mins ago
Financial Analyst I
CAE USA Inc
United States
Recognition, professional development, advancement and having fun!
Added 35 mins ago
EDI Analyst & Senior EDI Analyst
Louisiana Health Service & Indemnity Company
Baton Rouge, LA
We are hiring multiple EDI Analysts to join the EDI Customer Operations Project Development Team and are open to hiring at either the Analyst or Senior Analyst level based on the selected…
Added 35 mins ago
CO
Capital Projects Manager II (Open and Promotional)
County of San Mateo
Redwood City, CA
- $71.52 to $89.43 USD / hour
The Department of Public Works is seeking qualified Capital Projects Managers (CPM) for the planning, development, and implementation of its Capital Improvement Program. The Capital…
Added 36 mins ago
Science and Technology Assessments Intelligence Analyst
LLNL
Livermore, CA
We have an opening for a Scientific and Technical Intelligence Analyst with a background in international studies, technology security, or political science. As a member of the Science and…
Added 36 mins ago
Application Sys Analyst III - Beacon
University of Maryland Medical System
Columbia, MD
1. Performs and coordinates complex analysis, design, development, testing and support services for assigned application applications.
Added 36 mins ago
Application Sys Analyst III
University of Maryland Medical System
Columbia, MD
1. Performs and coordinates complex analysis, design, development, testing and support services for assigned application applications.
Added 39 mins ago
P
SAP Analytics and Data Engineer
PACCAR
Renton, WA
- $104,000 to $162,000 USD / year
…Renton, WA utilizes cutting-edge technology to provide systems development, consulting, voice and data communications services to the entire corporation, which has high visibility in the…
Added 47 mins ago
ZS
Finance Analyst, Rotational Program - Full Time 2027
Zoetis Services LLC
United States
- Full-time
The Finance Analyst will have the exciting opportunity to join our new Zoetis Finance Rotational Program (FRP) - a structured, three-year development experience designed to build the next…
Added 48 mins ago
WD
Systems Analyst
Walt Disney Parks and Resorts U.S., Inc.
Anaheim, CA
- $88,400 to $118,400 USD / year
As a Systems Analyst, your primary responsible is to provide on-site support, training, troubleshooting, implementation and development as related to the asset management system (Maximo).…
Added 53 mins ago
VI
Computer Specialist - Senior
Vervic Inc.
Manattan, NY
- $40 USD / hour
…hardware, systems software, operating systems, and software development tools. The candidate should have strong experience in systems analysis, systems programming, application programming,…
Added 55 mins ago
Structured Products Sales Program Analyst
Wells Fargo Securities, LLC
CHARLOTTE, NC
Wells Fargo is seeking a highly motivated Structured Products Sales Program Analyst to support the Structured Products Group (SPG). This role offers a unique opportunity to develop…

TIAA

Sr Analyst, Regulatory Program Management

Dallas, TX, United States
Charlotte, NC, United States

$67,700 to $95,100 USD / year

Apply About employer

Applications open in a new tab.

Job details

Pay: $67,700 to $95,100 USD / year
Apply by: Nov 27, 2026
Experience: 3+ years of financial services experience
Posting language: English
Posted: Nov 3, 2026

Original job description

The Senior Analyst, Regulatory Program Management job evaluates the reliability and effectiveness of internal controls across the company. As a subject matter expert in regulatory requirements, this job ensures adherence to regulatory standards and proper oversight is being conducted over broker dealer activities. This job contributes to establishing operating routines and procedures that enable sound supervisory practices.

Key Responsibilities and Duties

Contributes to the creation and maintenance of processes that ensure adherence to regulatory requirements.
Designs and executes the testing of regulatory processes and controls.
Presents findings and applicable recommendations to management and/or appropriate business partners.
Oversees cross-functional implementation of broker dealer programs including analysis of regulatory risks in operational areas.
Reviews documentation of business processes, risks and controls via business as usual engagement and ongoing partnerships.
Evaluates policies and procedures currently in place within the organization to identify gaps and opportunities.
Communicates new or revised policies, procedures, processes and related documents to appropriate team members and/or business units.

Educational Requirements

University (Degree) Preferred

Work Experience

5+ Years Required; 7+ Years Preferred

FINRA Registrations

SRC Indicator: Series 7; Series 24

Physical Requirements

Physical Requirements: Sedentary Work

Career Level 8IC

Required Qualifications

3+ years of financial services experience
Series 7 and 24 completed within 120 days of start date

Preferred Qualifications

7+ years of financial services experience
Tenured experience researching and resolving issues
Prior experience testing and monitoring procedures
Proactive and willing to learn
Flexible, a team player

Related Skills

Business Acumen, Business Process Improvement, Business Process Understanding, Communication, Compliance, Continuous Improvement Mindset, Detail-Oriented, General Risk Management, Influence, Relationship Management, Risk Mitigation, Risk Monitoring

Anticipated Posting End Date:

2026-11-27

Base Pay Range: $67,700/yr - $95,100/yr Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location. In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans).

_____________________________________________________________________________________________________

Company Overview Every worker deserves a secure retirement. For more than 100 years, TIAA has delivered it for millions of people. Founded to help educators retire with dignity, today weʼre a market-leading retirement company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our clients and the many Americans who need us.

Our Culture of Impact At TIAA, we're on a mission to build on our 100+ year legacy of delivering for our clients while evolving to meet tomorrow's challenges. We equip our associates with future-focused skills and AI tools that enable us to advance our mission. Together, we are fighting to ensure a more secure financial future for all and for generations to come. We are guided by our values: Champion Our People, Be Client Obsessed, Lead with Integrity, Own It, and Win As One. They influence every decision we make and how we work together to serve our clients every day. We thrive in a collaborative in-office environment where teams work across organizational boundaries with shared purpose, accelerating innovation and delivering meaningful results. Our workplace brings together TIAA and Nuveen's entrepreneurial spirit, where we work hard and work together to create lasting impact. Here, every associate can grow through meaningful learning experiences and development pathways - because when our people succeed, our impact on clients' lives grows stronger.

Benefits and Total Rewards The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates. That’s why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your best possible physical, emotional and financial well-being. To learn more about your benefits, please review our Benefits Summary.

Equal Opportunity We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.

Our full EEO & Non-Discrimination statement is on our careers home page, and you can read more about your rights and view government notices here.

Accessibility Support TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities.

If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:

Phone: (800) 842-2755 Email: accessibility.support@tiaa.org

Drug and Smoking Policy TIAA maintains a drug-free and smoke/free workplace.

Privacy Notices For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click here.

For Applicants of TIAA, Nuveen and Affiliates residing in California, please click here.

For Applicants of TIAA Global Capabilities, click here.

For Applicants of Nuveen residing in Europe and APAC, please click here.

Apply About employer

More about this job

Skills

Program management
Documentation
Business processes
Quality assurance procedures
Communication skills
Regulatory compliance
Process improvement
Risk management
Sales

Report this job