Jobs in the United States

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Added 1 min ago
CO
Funding Policy and Process Advisor (Strategic Advisor 2, Human Services)
City of Seattle
Seattle, WA
- $56.57 to $84.88 USD / hour
…Funding Policy and Process Advisor will collaborate with HSD’s program divisions, where procurements are administered, and provide guidance, training, and technical assistance to staff…
Added 3 mins ago
Technical Director
Mercer University
Warner Robins, GA
Supports the Program Manager in the oversight of successful execution of assigned programs within budget and scope, and in accordance with program schedule.
Added 3 mins ago
Sales Operations Coordinator
Fidus Systems
Remote, United States
The Sales Operations Coordinator will work closely with the local Sales/Business Manager to help support clients and grow business for the company. A distinguished Sales Operations…
Added 6 mins ago
SS
Sales Engineer, VP
State Street
Burlington, MA
- $110,000 to $188,750 USD / year
…portfolio management, trading, compliance capabilities, and manager / sponsor connectivity. The company's SaaS-based, leading edge technology platform has been well received, and the firm…
Added 12 mins ago
KC
Technical Engagement Manager (Overlay)
KLA Corporation
Austin, TX
- $127,900 to $217,400 USD / year
As Technical Engagement Manager for overlay metrology, you will own KLA's overlay engagement at a new strategic account and lead an on-site team of Customer Engagement Applications…
Added 12 mins ago
KC
Technical Engagement Manager (Films and OCD)
KLA Corporation
Austin, TX
- $127,900 to $217,400 USD / year
As Technical Engagement Manager for films, OCD and wafer geometry metrology, you will own KLA's FaST engagement at a new strategic account and lead an on-site team of Customer Engagement…
Added 17 mins ago
Program Manager
Jobgether
Remote, United States
This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Program Manager based in the United States.
Added 17 mins ago
Payroll Manager
Jobgether
Remote, United States
This position is listed on behalf of a partner company, which manages all applications and next steps. Our partner is looking for a Payroll Manager based in United States.
Added 17 mins ago
Manager, Financial Transplant Specialist, Transplant Cellular Therapy
Jobgether
Remote, United States
…all applications and next steps. Our partner is looking for a Manager, Financial Transplant Specialist, Transplant Cellular Therapy based in the United…
Added 22 mins ago
SO
Statewide Human Resources Program Manager
State of Connecticut
Hartford, CT
- $116,650 to $159,051 USD / year
…employees to apply for the position of Statewide Human Resources Program Manager in Hartford, CT, to support the continued growth and evolution of the Statewide Human Resources Shared…
Added 22 mins ago
NC
Signal Manager
North County Transit District
Oceanside, CA
- $58.69 to $93.9 USD / hour
The Signal Manager is responsible for planning, managing, and overseeing the Maintenance of Signal (MOS) operations to support the high-quality delivery of commuter, freight, and hybrid…
Added 25 mins ago
PB
Case Manager
Peninsula Behavioral Health
Port Angeles, WA
- $24 to $27 USD / hour
Participate in team meetings and program development.
Added 28 mins ago
Senior Director, Plant Management
GE Appliances, a Haier company
Camden, SC
The Senior Director - Plant Manager executes the business strategy focused on safety, quality, delivery, cost, and morale of the Camden, South Carolina water heater plant. The Plant Manager…
Added 28 mins ago
Advanced Carpenter
BELFOR Property Restoration, Inc
North Charleston, SC
…members for large scale commercial reconstruction projects. Advanced carpenters are fully knowledgeable of all applicable equipment and tools, and installation of commercial construction…
Added 28 mins ago
Sr Project Manager - AI Data Centers
Jacobs
Greenville, SC
…leading complex, multi-discipline programs as a Senior Project Manager (CA) Lead, across OE, EPCM, and Design-Build delivery, working alongside the most recognized hyperscale owners,…
Added 28 mins ago
Specialty/Senior Specialty Representative - Bone Health - Columbia/Myrtle Beach, SC (Overlay)
Amgen
Columbia, SC
…strategy and promoting Amgen products as led by the District…
Added 29 mins ago
Senior Project Architect
HNTB Corporation
Kansas City, MO
…the design. Serves as a resource to the designer and project manager as the design is developed. The role includes serving as the lead technical architect on medium to large sized projects.…
Added 29 mins ago
SC
QC/Production Associate I
Sofie Co.
Sanford, FL, FL
- $25.5 USD / hour
…products and ensuring their quality through hands-on work with advanced radiosynthesizers and analytical…
Added 32 mins ago
Senior Product Manager, Mobile Apps – Vehicle Productivity and Electrification Experiences
Ford
United States
…help us redefine the future of mobility. As a Digital Product Manager at Ford, you will work cross-functionally to ensure the products we build will meet and elevate our customers’…
Added 34 mins ago
A
Senior Mechanical Engineer, Data Centers - Remote (U.S.)
AECOM
Remote, United States
- $170,000 to $200,000 USD / year
…planners, designers, engineers, scientists, digital innovators, program and construction managers and other professionals delivering projects that create a positive and tangible impact…
Added 34 mins ago
A
Senior Mechanical Engineer, Data Centers - Remote (U.S.)
AECOM
Remote, United States
- $170,000 to $200,000 USD / year
…planners, designers, engineers, scientists, digital innovators, program and construction managers and other professionals delivering projects that create a positive and tangible impact…
Added 34 mins ago
A
Senior Mechanical Engineer, Data Centers - Remote (U.S.)
AECOM
Remote, United States
- $170,000 to $200,000 USD / year
…planners, designers, engineers, scientists, digital innovators, program and construction managers and other professionals delivering projects that create a positive and tangible impact…
Added 34 mins ago
A
Senior Mechanical Engineer, Data Centers - Remote (U.S.)
AECOM
Remote, United States
- $170,000 to $200,000 USD / year
…planners, designers, engineers, scientists, digital innovators, program and construction managers and other professionals delivering projects that create a positive and tangible impact…
Added 40 mins ago
CO
Director, Parks, Recreation and Neighborhood Services (Unclassified)
City of San Jose
San Jose, CA
- $104.78 to $169.72 USD / hour
…Cisco, Adobe, Zoom, Samsung, and eBay, as well as start-ups and advanced manufacturing. The City of San José has twice been named “The Most Innovative Large City in America” by the Center…
Added 43 mins ago
CR
Sales Engineer, VP
Charles River Systems Inc MA
United States
- $110,000 to $188,750 USD / year
…portfolio management, trading, compliance capabilities, and manager / sponsor connectivity. The company's SaaS-based, leading edge technology platform has been well received, and the firm…

StoneX

AML Compliance Officer

Miami, FL, United States

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Job details

Apply by: Nov 5, 2027
Experience: Minimum 5–7 years of direct experience in AML/Financial Crime Compliance (2nd line), with a primary focus on ML Advisory, Enhanced Due Diligence (EDD), and/or AML Investigations
Posting language: English
Posted: Nov 5, 2024

Original job description

Overview

Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.

Institutional: Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology.

Responsibilities

Role Purpose: The AML Department manages the anti-money laundering, sanctions, and financial crime compliance and regulatory obligations applicable to the Firm's businesses. We are looking for an experienced Anti-Money Laundering/Financial Crime Compliance subject matter expert specifically dedicated to supporting the Chief AML Officer covering the Broker-Dealer (BD) Securities Division. In this role, the AML Advisory Team Lead will be responsible for handling day-to-day coverage associated with the AML Compliance Program (AML Program), factoring in industry best practices and providing guidance to the front office and cross-department stakeholders. This position will involve, among other tasks, responding to front office inquiries regarding customer-related matters; advising on CIP/KYC/CDD and other AML requirements; analyzing enhanced due diligence (EDD) reviews to evaluate customer risk and providing clearance; performing transaction monitoring reviews and investigations; reviewing and approving wire and third-party fund requests; handling activity and adverse media alert escalations for further review; and working with independent auditors and regulators to provide requested information. The role will also include evaluating current policies and processes on a periodic basis and working with other AML team members on joint projects to enhance the overall AML Program as needed.

Responsibilities

Maintaining an in-depth understanding of how Bank Secrecy Act (BSA)/USA PATRIOT Act, OFAC/Sanctions, FinCEN, and FINRA/SEC requirements apply in practice to all aspects of the Clearing (Direct and Indirect) and Wealth Management business lines in the BD Securities Division
Supporting the AML advisory function for the respective business line coverage (CIP/KYC/CDD onboarding, front office, operations/treasury, etc.)
Handling and resolving AML escalations from the front office, CIP/KYC/CDD onboarding, operations/treasury teams
Conducting EDD reviews on new accounts for high-net-worth individuals, including complex account structures such as offshore trusts and personal holding companies
Performing transaction monitoring reviews on client base, assess key risks, conduct deeper investigations as needed, prepare and file SARs when necessary
Conducting periodic EDD reviews on existing higher risk customers and activity lookbacks
Ensuring timely completion of assigned cases and escalation of issues that require AML management attention and/or review
Assisting with updating relevant policies and procedures
Compiling and providing materials requested during independent audits and regulatory exams
Reviewing and providing feedback on complex or high-risk KYC cases, ensuring adherence to internal policy, regulatory standards, and quality benchmarks
Acting as a point of escalation for CIP/KYC/CDD escalations
Performing other duties as assigned by your line manager
Providing ad hoc training & guidance on CIP/KYC/CDD requirements as needed; establish escalation path
Collaborating with other AML stakeholders and first line functions connection with projects to enhance the existing AML Program

Qualifications

Strong knowledge of AML and related regulatory requirements, including BSA/AML, OFAC sanctions, FinCEN, and FINRA/SEC obligations
Minimum 5–7 years of direct experience in AML/Financial Crime Compliance (2nd line), with a primary focus on ML Advisory, Enhanced Due Diligence (EDD), and/or AML Investigations
Direct experience supporting broker-dealer businesses, with a strong understanding of relevant products, services, customer types, and AML regulatory requirements, including FINRA Rule 3310
Demonstrated experience providing AML advisory support to front office and business stakeholders on complex AML matters, including those involving HNW and UHNW clients, intricate corporate and beneficial ownership structures, and other elevated-risk customer relationships
Strong partnership, collaboration, and relationship-building skills, with the ability to work effectively across AML, Compliance, Risk, Operations, and business teams
Excellent written and verbal communication skills, with the ability to effectively communicate complex AML risks, regulatory requirements, and recommendations to business, compliance, and senior management stakeholders
Strong execution and organizational skills, with a focus on accuracy, attention to detail, and delivery against defined action plans and timelines
Sound judgment and decision-making abilities, with the capacity to identify, assess, and appropriately mitigate AML and financial crime risks

Hiring Salary Range $110,000 - $150,000 (Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data.) Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan. This compensation package, in addition to a full range of medical, financial, and/or other benefits, dependent on the position, is offered.

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