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Added 1 min ago
Post Doctoral.Post Doctoral.Associate
University of Pittsburgh
Pittsburgh, PA
The University of Pittsburgh is seeking a highly motivated Postdoctoral Associate to join the laboratory of Dr. Jay Chhablani at the UPMC Vision Institute. The lab focuses on cutting-edge…
Added 1 min ago
Failure Analysis Technician - Debug
Jabil Inc.
Florence, KY
Associate's degree in Electronics, Electrical Engineering Technology, or a related technical field, or equivalent practical experience.
Added 1 min ago
Liquid Cooling Systems Technician, Shift A
Jabil Inc.
Florence, KY
Identify process deviations, escalate abnormalities, and support corrective and preventive actions. Assist engineering teams with equipment performance studies, process validation, and…
Added 1 min ago
Liquid Cooling Systems Technician, Shift B
Jabil Inc.
Florence, KY
Identify process deviations, escalate abnormalities, and support corrective and preventive actions. Assist engineering teams with equipment performance studies, process validation, and…
Added 2 mins ago
Analyst/Associate, Debt Capital Markets
Royal Bank of Canada
New York, NY
As an Analyst/Associate in the Natural Resources Group (comprising Power, Utilities, Energy and Metals & Mining sectors), you will support senior bankers in the origination, syndication,…
Added 2 mins ago
NPI Engineer
Huntsville, AL
FALCATA's Production Division is seeking a Sr. NPI Engineer to support the transition of advanced electronic and electromechanical products from engineering development into stable,…
Added 3 mins ago
ORION Thermal Protection System (TPS) Technician, Associate
ASRC Federal
FL
ASRC Federal System Solutions (AFSS) is seeking a Thermal Protection System (TPS) Technician Associate to support Orion spacecraft processing operations at Kennedy Space Center.
Added 3 mins ago
LB
Senior Consultant - New Building Engineering, Design, and Consulting
LERCH BATES
Eden Prairie, MN
- $105,000 to $125,000 USD / year
Mentor Consultants, Associate Consultants, Specialists, and technical staff.
Added 4 mins ago
Associate Director, Application & Product Architecture
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Coppell, TX
The Associate Director, Application & Product Architect is a senior technical leader responsible for translating Business License product strategy into pragmatic, scalable architecture. The…
Added 4 mins ago
Lead Product Architect
Wolters Kluwer DXG U.S., Inc.
Coppell, TX
The Lead Product Architect is responsible for defining and driving the technical vision, architecture strategy, and engineering direction for a portfolio of products and platforms. This…
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Associate, Product Management
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United States
The Associate, Product Management leads and executes strategic product initiatives, delivering high-quality digital products that provide measurable customer and business value. This role…
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Pre & Post Trade Middle Office Operations Analyst
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United States
The Corporate Investment Banking Associate, Middle Office Operations Analyst supports a broad range of markets activities across assigned products and business areas, ensuring the accurate…
Added 4 mins ago
Lead Product Manager - Clinical Strategy
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Remote, United States
As a Lead Product Manager, you will work across multidisciplinary teams including design, engineering, clinical, operations, and strategy to build scalable, member-focused clinical…
Added 4 mins ago
BIM Coordinator
Tetra Tech, Inc
Portland, OR
Associate's or bachelor's degree in Architecture, Engineering, Construction Management, Building Information Modeling, or a related technical discipline.
Added 4 mins ago
Senior SailPoint Administrator
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…share our vision of transforming healthcare. As a Blue Cross associate, you are joining a culture that is built on values of succeeding together, finding a better way, and doing the right…
Added 4 mins ago
S
Sanitation Specialist
Staffmark
Alexandria, MN
- $29.75 USD / hour
“I like working at Staffmark because there are many assignments available and reasonable pay.” – Misael, Staffmark Associate
Added 5 mins ago
Solution Design & Data Insights Associate
Chicago, IL
As a Solution Design & Data Insights Associate at NewCold, you will lead the end-to-end solution design lifecycle
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General Manager - Maynard School Nutrition
Whitsons Culinary Group
Maynard, MA
- $1,575 to $1,800 USD / week
Partner with school staff to ensure meals support student health, learning, and well-being
Added 7 mins ago
Client Delivery Specialist, Automation - Associate
iCapital
Stamford, CT · Salt Lake City, UT
iCapital is seeking a Client Delivery Specialist Associate to join the Automation team within the Data Solution department. This role will ensure a seamless flow of financial data for…
Added 9 mins ago
Senior COMSEC & Network Engineer (Cloud/Classified)
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United States
Experience: 8+ years of experience in Network Engineering with at least 4 years focused on COMSEC and Cryptographic systems.
Added 10 mins ago
NC
Engineering Tech 4
Newport Corporation
Irvine, CA
- $35 to $45 USD / hour
As an Engineering Tech at MKS, you will partner with Internal Engineering Teams to design, develop, build, test, & validate prototype engineering assemblies & custom test fixtures.
Added 11 mins ago
Accounts Payable Specialist
Parkhill
Lubbock, TX
Parkhill is one of the largest architectural and engineering firms in the Southwest with 14 offices located throughout Texas, New Mexico, and Oklahoma.
Added 11 mins ago
SE
Network Engineer II
Systems Engineering Inc
Portland, ME
- $85,000 to $110,000 USD / year
Systems Engineering offers a competitive compensation package that reflects both the market and the experience you bring to the role. Base salary will be discussed during the interview…
Added 11 mins ago
Quality Technician II
ROSEBURG FOREST PRODUCTS CO
Riddle, OR
Support process and operator rounds to identify and pro-actively locate quality or equipment issues
Added 11 mins ago
VE
Engineering Associate
Veolia Environnement SA
West Nyack, NY
- $85,000 to $90,000 USD / year
The Engineering Associate will support the planning, design, permitting, and construction of capital water and wastewater projects, with an immediate focus on PFAS treatment systems (e.g.,…

Closed listing

SMBC

Model Risk Audit Associate

Charlotte, NC, United States

This opening has closed.

The original listing is kept below for reference.

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Posting language: English
Posted: Nov 4, 2026

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Original job description

Archived listing. The details below describe a past opening.

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.

In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization’s extensive global network. The Group’s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

Role Description

Conduct regular 3LOD audits of a business unit or functional area to evaluate the effectiveness and sustainability of internal controls relating to business risks. Create audit reports for review with senior audit management and business leadership. Facilitate audit issue tracking to ensure timely remediation.

Responsibilities

Support regular Third Line of Defense (3LOD) audits of covered business units and functional areas in accordance with IAD audit methodology, evaluating the completeness, sustainability, and effectiveness of internal controls related to models and model risk management.
Participate in model audits from inception through completion, including planning, risk assessment, testing, issue identification, workpaper preparation and review, and audit reporting.
Effectively communicate with business stakeholders and senior audit management, clearly articulating audit strategy and scope, testing results, identified control gaps, and recommended corrective actions.
Draft high-quality, clear, and well-supported audit reports for review by senior audit management and subsequent issuance to relevant business stakeholders.
Facilitate audit issue tracking and remediation monitoring to promote timely and sustainable resolution of identified issues and support business stakeholders through the issue-closure process.
Perform or support the independent validation of remediation and closure of issues identified by Internal Audit and regulators, including assessing whether corrective actions adequately address the underlying control deficiencies.
Participate in quarterly and annual continuous monitoring and risk assessment activities to identify emerging risks, business and regulatory developments, control environment changes, and shifts in the business risk profile.
Develop, promote, and maintain strong and collaborative working relationships with audit stakeholders, while preserving Internal Audit independence and appropriate professional skepticism. Provide input, as appropriate, regarding business or functional-area self-assessments of key risks and controls.
As needed, support the execution of IAD’s broader audit plan and assurance responsibilities, including participation in ad hoc reviews, special projects, and investigations.

Qualifications and Skills

Minimum of two years of relevant experience in the banking, financial services, or consulting industry, preferably in Second Line of Defense (2LOD) and/or Third Line of Defense (3LOD) roles involving model risk management, model validation, or model audit.
Working knowledge of banking and capital markets products, including an understanding of the associated risks and the use of models within financial institutions.
Understanding of applicable regulatory requirements and supervisory guidance governing model risk management, including SR 26-2, as applicable.
Understanding of internal audit methodologies and techniques, internal control frameworks, and audit workpaper and documentation standards.
Excellent written and verbal communication, presentation, and interpersonal skills, with the ability to communicate technical and audit matters clearly and effectively with stakeholders at various levels of the organization.
Advanced degree (master’s or Ph.D.) in Finance, Mathematics, Statistics, Economics, Engineering, Computer Science, or another quantitative discipline.

SMBC’s employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.

SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

EOE, including Disability/veterans

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Skills

Risk management
Hazard assessment
Reporting
Auditing
Documentation
Communication skills
Interpersonal skills
Statistics
Computer science

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