Trader - Analyst Path for RIA Firm!

Jennifer Fukumae is a direct-hire recruiter specializing in Financial Services, partnering with firms and professionals to connect top talent with the right opportunities. Reach out via LinkedIn or email to start a conversation.

Are you interested in markets and looking for a role in Wealth Management?

An established Registered Investment Advisory (RIA) firm in San Ramon is seeking a Trading Associate to join its collaborative team. This role works closely with Financial Advisors and internal stakeholders, with no direct client-facing responsibilities. It's a great opportunity to gain hands-on exposure to Wealth Management while learning from and supporting an experienced team of Analysts.

Responsibilities:

• Serve as the primary point of contact for trade execution, processing trade requests submitted by advisors accurately and efficiently
• Execute an average of 40–80 trades per day across custodial platforms including Schwab and Fidelity
• Ensure precise trade entry and maintain high standards of data integrity throughout the process
• Partner with custodians’ trading desks to resolve trade discrepancies, errors, and execution issues in a timely manner
• Monitor trade activity and escalate any irregularities or operational risks as needed
• Support the investment team and Analyst with ad hoc projects, reporting, and process improvements
• 1+ year of experience in data entry or within financial services preferred
• Strong attention to detail, with the ability to accurately handle high-volume transactions and large numerical data
• Highly reliable and accountable in a remote work environment, with the ability to manage time-sensitive trade requests independently
• Interest to trading and markets is a huge plus!
• Bachelor’s degree required
• Preferred: familiarity with custodial platforms such as Schwab or Fidelity

Sells:

• Medical/Dental/Vision
• 401k (3% matching)
• PTO + Standard Holidays
• Growing firm and has been established for 30 years!

Jennifer Fukumae is a direct-hire recruiter specializing in Financial Services, partnering with firms and professionals to connect top talent with the right opportunities. Reach out via LinkedIn or email to start a conversation.