Investment Compliance Analyst
- Charlotte, NC, United States
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Job details
- Posting language
- English
- Posted
Original job description
Company Description We're passionate about recruiting and staffing professionals and guarantee the quality of our resources. We provide contract, contract-to-hire and direct hire professionals. We know the best fit requires the right mindset as well as the right skillset. We aspire to exceed our clients' needs by providing individuals who are doing impactful and fulfilling work.
Job Description
Summary:
We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act.
Qualifications:
- Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.
- Excellent attention to detail.
- Bachelor’s Degree is strongly preferred but not required.
Additional Information All your information will be kept confidential. Hubert Magsalin 346-231-7545
More about this job
Skills
- Regulatory compliance
- Attention to detail