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Added 2 mins ago
Lead Associate
WTW
Chicago, IL
…basis and delivers integrated global solutions tailored to client needs. This is underpinned by data and analytics through a balanced matrix of global lines of business and local Property…
Added 2 mins ago
Associate Director
WTW
New York, NY · NY
Prior experience managing small, medium and large client projects with multiple stakeholders.
Added 2 mins ago
Associate
WTW
New York, NY · NY
Associate within Health & Benefits Line of Business with Willis Towers Watson US LLC in New York, NY,
Added 2 mins ago
W
Senior Associate
WTW
New York, NY · NY
- $103,000 to $130,000 USD / year
Support senior consultants on large client engagements and lead smaller client engagements on multi-country projects:
Added 2 mins ago
Associate Sales Representative, CRM (Houston, TX)
Abbott Laboratories
Houston, TX
The Associate Sales Representative is a field-based position based in Houston, Texas in the Cardiac Rhythm Management division. As a global leader in Cardiac Rhythm Technologies, we focus…
Added 4 mins ago
Lead Associate
WTW
Chicago, IL
…basis and delivers integrated global solutions tailored to client needs. This is underpinned by data and analytics through a balanced matrix of global lines of business and local Property…
Added 4 mins ago
Associate Director
WTW
NY
Prior experience managing small, medium and large client projects with multiple stakeholders.
Added 4 mins ago
Associate
WTW
NY
Associate within Health & Benefits Line of Business with Willis Towers Watson US LLC in New York, NY,
Added 4 mins ago
W
Senior Associate
WTW
NY
- $103,000 to $130,000 USD / year
Support senior consultants on large client engagements and lead smaller client engagements on multi-country projects:
Added 5 mins ago
TP
Financial Analyst
The Planet Group
Palo Alto, CA
- $55 to $58 USD / hour
The position reports to the Assistant Director of Finance within the Office of the Senior Associate Dean of Research
Added 7 mins ago
Senior Wealth Operations Specialist
Bryn Mawr Trust Advisors, LLC
Berwyn, PA · Wilmington, DE
Lead and coordinate all audit-related projects and remediation efforts.
Added 8 mins ago
Funeral Service Assistant - Calvary Mortuary (Los Angeles)
Archdiocese of LA
Los Angeles, CA
…responsible for creating and maintaining a premier level of client family satisfaction. In addition, this position may perform various services and client relations activities, while…
Added 9 mins ago
Senior Global Study Management Associate
BeOne Medicines USA, Inc.
Remote, United States
· Actively contributes to GSMA task force initiatives and cross functional projects within scope, supporting process improvement, standardization, and implementation activities as required
Added 9 mins ago
Principal / Sr. Principal Engineer Software - Cloud & Applications
CORP-Corporate Office
United States
Certified (associate level or above) in a cloud platform or
Added 11 mins ago
Clinical Research Associate II - West or Pacific Northwest US - FSP
Parexel
Jefferson City, MO
The Clinical Research Associate II will act as the primary site contact and site manager throughout all phases of a clinical research study, taking overall responsibility of allocated sites.
Added 11 mins ago
Commercial Banker Development Trainee
UMB Bank
Kansas City, MO
· Immerse yourself in real banking work : Partner with seasoned commercial bankers on client projects, deal analysis and credit evaluations.
Added 11 mins ago
SI
Associate Security Consultant- PSSA, Early Talent
Salesforce, Inc.
Remote, United States
- $75,200 to $90,600 USD / year
…cultivating talent. Our interns and new graduates work on real projects that affect how our business runs, giving them the opportunity to make a tangible impact on the future of our…
Added 13 mins ago
Associate Principal
Fast + Epp
Brooklyn, NY
We’re looking for an Associate Principal to lead our New York office. This is a senior, client-facing role for a structural engineer who thrives on winning work, will be the face of Fast +…
Added 22 mins ago
T
Investment Reporting Specialist
TIAA
Charlotte, NC · Dallas, TX · Waltham, MA
- $90,000 to $145,000 USD / year
…come. We are guided by our values: Champion Our People, Be Client Obsessed, Lead with Integrity, Own It, and Win As One. They influence every decision we make and how we work together to…
Added 22 mins ago
T
Lead Investment Product Analyst
TIAA
Charlotte, NC · Dallas, TX · Waltham, MA
- $119,000 to $146,000 USD / year
…come. We are guided by our values: Champion Our People, Be Client Obsessed, Lead with Integrity, Own It, and Win As One. They influence every decision we make and how we work together to…
Added 23 mins ago
Events & Sponsorships Marketing Intern
UMB FINANCIAL CORPORATION
Kansas City, MO
…sponsorships (e.g. Denver Nuggets, Kansas City Royals) and client event experiences. This includes strategic planning, communications with internal leadership and lines-of-business…
Added 31 mins ago
K
Project Quality Manager-Kiewit Nuclear Solutions-ID
Kiewit
Idaho Falls, ID
- $134,000 to $140,000 USD / year
…supervision, interact professionally with the project team and client personnel, have excellent written / verbal communication and conflict resolution skills, manage a diversified workload…
Added 32 mins ago
Investment Associate
Partners Capital
Dallas, TX
The Investment Associate located in Dallas will be a key part of teams that manage multi-asset class client portfolios. In addition, the Investment Associate will have exposure to asset…
Added 35 mins ago
Deals Accelerated Solutions IT Associate
PricewaterhouseCoopers Advisory Services LLC
NY · Dallas, TX · Atlanta, GA · Chicago, IL · Washington, DC · Houston, TX
As a Deals Accelerated Solutions IT Associate you will support integration and platform architecture work that helps clients align technology solutions with business priorities, cost…
Added 36 mins ago
Associate Program Director
US AMR-Jones Lang LaSalle Americas, Inc.
Remote, United States
The Associate Program Director for the Americas serves as the cluster program oversight lead for capital project portfolios across assigned Americas markets, including U.S. regional hubs…

PINE Advisor Solutions

Fund Compliance Associate

Denver, CO, United States

Salary: $55,000 - $65,000

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Job details

Pay: Salary: $55,000 - $65,000
Experience: 0–2 years of experience in finance, investment operations, compliance, audit or a related area; recent graduates with relevant coursework or internships are encouraged to apply
Posting language: English
Posted: Nov 6, 2026

Original job description

Position Overview

PINE Advisor Solutions, a Centralis Company, is seeking a Fund Compliance Associate to join our Fund CCO Services team. This individual will support our Fund Chief Compliance Officers (CCOs) in managing compliance programs for registered funds, such as mutual funds, closed-end funds and ETFs, including CCO reports to fund boards, Rule 38a-1 policy reviews, service provider due diligence, risk assessments and compliance calendars.

In this role, you will work closely with the Fund CCO Services team on behalf of our fund clients, owning routine client deliverables from start to finish and supporting work on more complex clients, while ensuring accuracy and timeliness. You will also correspond with clients and service providers and take minutes in client and due diligence meetings, gaining hands-on exposure to how registered funds are governed and overseen.

This is a strong opportunity for a curious, detail-oriented professional, including recent graduates, to step into a client-facing compliance role with visibility across fund governance, risk controls and regulatory frameworks.

About PINE

PINE Advisor Solutions ("PINE") is a dynamic and fast-growing organization that provides institutional-quality outsourced solutions for funds and investment managers. Our team is driven by the belief that we are contributing to something remarkable.

At PINE, we prioritize client service and a collaborative culture. The ideal candidate will be motivated, detail-oriented, eager to learn, and thrive in a high-performing and supportive environment. Our culture is built around an “all for one and one for all” philosophy. Your contributions matter, and we are a team that embraces challenges and believes in growing through doing.

Responsibilities:

Assist in preparing Chief Compliance Officer (CCO) reports for registered fund boards
Support annual policy and procedure reviews under Rule 38a-1 of the Investment Company Act of 1940
Help draft and maintain key compliance documents for registered funds, including compliance calendars, compliance manuals and codes of ethics
Prepare due diligence notes and support annual reviews of fund service providers, including investment advisers and sub-advisers, administrators, transfer agents, distributors and custodians
Help develop and maintain registered fund risk assessments
Track deliverables and deadlines across assigned clients in our project management system
Correspond with clients and service providers
Research regulatory questions and stay current on developments affecting registered funds, flagging issues and asking questions when something doesn’t look right
Assist with SEC examinations of client compliance programs, including document production
Support Fund CCO department projects and initiatives as needed

Required Qualifications:

Bachelor’s degree in Finance, Accounting, Business, Economics or a related field
0–2 years of experience in finance, investment operations, compliance, audit or a related area; recent graduates with relevant coursework or internships are encouraged to apply
Strong interest in registered fund compliance and regulation, and eagerness to learn, ask questions and apply feedback
Strong attention to detail and the ability to manage multiple deadlines
Strong Excel skills and proficiency in Word and the rest of Microsoft Office
Clear written and verbal communication skills
Logical, resourceful approach to solving problems, with good judgment about when to escalate
Takes ownership of assigned work and stays solution-oriented when things don’t go as planned
Team-oriented and collaborative, with the ability to build working relationships with colleagues and clients

Preferred Qualifications:

Familiarity with the Investment Company Act of 1940, Securities Act of 1933 and Securities Exchange Act of 1934, or with fund filings such as Form N-1A, N-CSR, N-PORT and N-CEN
Exposure to registered investment companies (mutual funds, ETFs) or fund service providers such as administrators, transfer agents or custodians
SIE or CAMS certification, or interest in pursuing one

Hybrid Work Model

This position follows a hybrid work schedule, working from our Denver office 2-3 days/week

Salary: $55,000 - $65,000

Actual compensation will be determined based on experience, qualifications, and other job-related factors. This position may also be eligible for discretionary bonus compensation.

Employee Benefits

Health Insurance – we cover 100% of the cost for employees
A comprehensive selection of medical, dental, and vision health plans
Life and disability insurance
401(k) savings plan
Unlimited vacation policy
Paid maternity and paternity leave

What You Can Expect From PINE

Work-life Balance

We trust you to be the expert on creating an environment that allows you to bring your best self to work. With unlimited vacation and flexible work-from-home options, we encourage a work-life balance that brings out the best in our team.

Be a Leader

At PINE, we prioritize ensuring that each team member has the chance to emerge as a leader and make substantial contributions to our company.

Experience an Environment of Learning

We place an emphasis on learning from each other and celebrating our unique expertise. There are abundant opportunities to learn and hone new skills.

PINE Advisor Solutions provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, sex (including pregnancy), age, national origin, disability status, genetic information, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by applicable federal, state, or local laws. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation, and training.

This position is expected to remain open for approximately two weeks. The posting may close sooner if the position is filled or if a sufficient number of qualified applicants are received.

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