Lead Analyst, ETP Qualifications

Required Skills & Experience

The ideal candidate has o 5+ years of experience in a regulatory or compliance capacity within financial markets or a related industry o Bachelor’s degree required; advanced degree (e.g., JD, MBA) or securities certifications (e.g., Series 7) preferred o Working knowledge of ETFs, U.S. equity market structure, and exchange operations o Exceptional written and verbal communication skills, with the ability to engage credibly with senior leadership, issuers, and internal teams, including delivering deficiency findings clearly and professionally o Ability to deliver difficult messages clearly and professionally, including non-compliant findings to issuers o Strong analytical and problem-solving skills, with a high level of accuracy and attention to detail o Highly organized, with a proven ability to manage multiple deadlines and competing priorities in a fast-paced environment o Demonstrated curiosity and aptitude for identifying, developing, and adopting AI-enabled solutions that improve efficiency and effectiveness o Proficiency in Microsoft Excel and Word required and experience with Bloomberg preferred o Proven ability to lead initiatives, influence stakeholders, and drive process improvements o Collaborative approach to working with Listings, Legal, and technology teams

Nice to Have Skills & Experience

familiarity with the Securities Exchange Act of 1934, SEC rule filings, and the Investment Company Act of 1940 preferred

Job Description

Building trusted markets - powered by our people

At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.

We’re building meaningful ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. We strive to provide employees a safe space to network, share ideas and create opportunities.

To support strong partnership and team connection, this role follows a four-day in-office work model.

Location Overview Cboe Global Markets operates a key office in the Overland Park Xchange (OPx), located in Overland Park, Kansas, a bustling suburb of Kansas City. The OPx business park is strategically positioned to provide convenient access to the Kansas City metropolitan area, offering modern infrastructure and a collaborative environment ideal for the financial services and technology industries. This location benefits from proximity to major highways, making it easily accessible for employees.

The OPx site provides a balance of high-quality office space, advanced facilities, and an environment conducive to productivity and growth.

Role Overview The Lead Analyst, ETP Qualifications helps safeguard the integrity of one of the world’s leading ETF marketplaces. As the go-to expert on Cboe’s listing standards, you’ll ensure every listed ETF qualifies prior to exchange listing and stays compliant over time. You’ll review listing applications, conduct periodic compliance checks, issue deficiency notifications, and monitor market activity using surveillance tools. You’ll also partner with Listings, Legal, and technology teams to improve our processes, including exploring how AI can make our work faster and smarter. If you’re a detail-driven, collaborative problem solver, join us and help set the standard for ETF listings.

Your responsibilities will be

o Evaluate ETF listing applications and existing listed securities to ensure full compliance with Cboe’s listing requirements, including discretionary risk factors o Perform market surveillance on listed securities to detect anomalous trading, assess material non-public information, and implement discretionary trading halts o Drive continuous process improvements to enhance efficiency and effectiveness, including identifying and developing AI-driven solutions o Stay apprised of new and novel ETF investment strategies o Travel: Less than 5%