Jobs in the United States

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Added 1 min ago
8R
Client Success Manager - Residential Roofing Sales - $$Strong Earning Opportunity$$
8:12 Roofing & Exteriors
Oklahoma City, OK
- $125,000 to $225,000 USD / year
…coaching, and hands-on guidance, along with a ramp-in compensation program for eligible newcomers that rewards qualifying appointments and closed…
Added 1 min ago
CH
CA Pharmacy Manager
CVS Health
La Mirada, CA
- $70 to $91 USD / hour
…lowering costs and improving quality of care. Millions of times a day, we help people on their path to better health –from advising on prescriptions to helping manage chronic and specialty…
Added 1 min ago
CH
Staff Pharmacist Full Time
CVS Health
Philadelphia, PA
- $60 to $76 USD / hour
- Full-time
Assumes Pharmacy Manager’s day-to-day duties when serving as the only or the primary pharmacist-on-duty
Added 1 min ago
CH
Staff Pharmacist Full Time
CVS Health
Philadelphia, PA
- $60 to $76 USD / hour
- Full-time
Assumes Pharmacy Manager’s day-to-day duties when serving as the only or the primary pharmacist-on-duty
Added 1 min ago
CH
Staff Pharmacist Full Time
CVS Health
Philadelphia, PA
- $60 to $76 USD / hour
- Full-time
…lowering costs and improving quality of care. Millions of times a day, we help people on their path to better health-from advising on prescriptions to helping manage chronic and specialty…
Added 1 min ago
CH
District Support Pharmacist Full Time
CVS Health
Jenkintown, PA
- $60 to $76 USD / hour
- Full-time
…lowering costs and improving quality of care. Millions of times a day, we help people on their path to better health - from advising on prescriptions to helping manage chronic and specialty…
Added 1 min ago
Office Manager - Beachview Family Dental
SGA Dental Partners OPCO LLC
Gulfport, MS
…creating a workplace where team members enjoy showing up every…
Added 3 mins ago
Customer Success (AI Deployment, supply chains)
Elm AI
New York City, NY
We’re hiring a Strategic Customer Success Manager to own high-value customer relationships and help customers deploy AI into real supply chain workflows.
Added 4 mins ago
Influencer & Community Coordinator
Kindling Snacks
Nashville, TN
This is an execution role on the growth marketing team. You will run the day to day of our influencer and creator program, keep a steady flow of UGC coming in, answer our community, and…
Added 6 mins ago
PB
Social Media Manager
Purlisse Beauty
Los Angeles, CA
- $85,000 to $110,000 USD / year
We're looking for a Social Media Manager who is equal parts creative thinker, brand builder, and performance-minded operator to lead social across three distinct beauty brands.
Added 6 mins ago
PB
Marketing Coordinator
Purlisse Beauty
Los Angeles, CA
- $25 to $30 USD / hour
…the team effective January 2027. Reporting to the Marketing Manager, this role provides daily support for email and SMS marketing, content tracking, marketing calendars, vendor…
Added 6 mins ago
Founding Head of Client Success
PurpleBinder.app
Remote, United States
We're looking for a Founding Head of Client Success to own the entire post-sale client experience from day one. You are the person who turns a signed customer into a happy, retained,…
Added 6 mins ago
Senior Manager, Regional Event Marketing
BMO Bank N.A.
Virtual, GA
The Senior Manager, Regional Event Marketing is a strategic leader responsible for translating regional business priorities into integrated marketing strategies that drive growth, deepen…
Added 6 mins ago
Head Of Growth Marketing
Smart Recruiting
Remote, United States
We’re seeking a strategic, results-driven global Head of Growth Marketing. This pivotal hybrid role blends hands-on program development with data-driven leadership to generate growth on the…
Added 8 mins ago
Product Manager (Forward-Deployed)
Ume Intelligence, Inc.
Remote, United States
Concurrent Program Delivery: Drive multiple client implementations, product features, and operational priorities in parallel without dropping critical details. Maintain clarity on which…
Added 9 mins ago
Clinical Validation Audit Quality Manager
EXL Talent Acquisition Team
United States
The CVA Quality Manager leads the planning, coordination, and execution of Clinical Validation Audit quality review activities, ensuring quality teams meet productivity goals, inventory…
Added 10 mins ago
DIGITAL MARKETING EXECUTIVE
CURICH WEISS AMPLIFY
New York City, NY
The Digital Marketing Executive supports the day-to-day execution of integrated digital programs across social media, influencer marketing, content development, and paid digital. Working…
Added 10 mins ago
CW
Account Manager
CURICH WEISS AMPLIFY
New York City, NY
- $80,000 to $95,000 USD / year
The Account Manager leads the day-to-day execution of integrated communications
Added 10 mins ago
CM
Pharmacist (Per Diem)
Centene Management Company LLC
United States
- $51.78 to $95.81 USD / hour
…with company policies, state and federal regulations, and REMS program requirements. Responsibilities also include order verification, reviewing shipping and medication storage…
Added 12 mins ago
WF
Bilingual Resident Support Specialist
Wellspring Family Services
Seattle, WA
- $31 USD / hour
Schedule: Full-Time, onsite 5 days per week; occasional weekend work may be required based on program and organizational needs.
Added 13 mins ago
Project or Program Manager, Health and Human Services Sector
Catapult Consultants, LLC
Arlington, VA
Catapult Consultants is looking for an experienced Project or Program Manager to join our Civilian Healthcare team. The ideal candidate will have experience with managing and delivering a…
Added 13 mins ago
Club Manager
Cockeysville, MD
The Club Manager will be responsible for proper management of all aspects of the Club’s sales, marketing, and day-to-day operations and activities. This person will supervise all department…
Added 13 mins ago
Patient Access Representative-Lead
Houston, TX
Completion of all filing of charts by end of day.
Added 13 mins ago
Patient Access Representative
Houston, TX
Completion of all filing of charts by end of day.
Added 13 mins ago
Patient Access Representative
Houston, TX
Completion of all filing of charts by end of day.

Financial Technology Partners

Compliance Manager

NY, United States

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Job details

Experience: 4+ years of FINRA and SEC compliance experience preferably in Investment Banking or Private Equity
Posting language: English
Posted: Nov 4, 2026

Original job description

Compliance Manager – FinTech Investment Banking

Position: Financial Technology Partners is seeking a Compliance Manager.

Company Description: Financial Technology Partners (aka “FT Partners”) is the only investment banking firm focused exclusively on the financial technology sector. We broadly define the sector as the dynamic convergence of technology-based solutions and financial services. FT Partners was recently recognized as "Dealmaker of the Year" and "Investment Banking Firm of the Year" by The M&A Advisor.

The firm was founded by Steve McLaughlin, Managing Partner, formerly a senior investment banker in Goldman Sachs & Co.'s Financial Technology Group and Financial Institutions Group in New York and San Francisco. The firm's Founder and senior bankers are all highly experienced investment bankers formerly with the financial technology, M&A and investment banking groups of Goldman Sachs & Co in New York, San Francisco, London and Los Angeles.

Role Description: The Compliance Manager will be responsible for oversight and execution of FINRA, SEC, FCA, and related regulatory compliance. A candidate should have a solid working knowledge of the FINRA and SEC regulatory frameworks. Additionally the employee must actively keep abreast of regulatory developments as they apply to the firm’s business model and be able to advise firm management on strategic decision making. Candidates should have experience monitoring employee and business compliance matters on a day to day level as well as designing and tailoring a compliance program to meet the firm’s evolving compliance needs.

General Qualifications:

4+ years of FINRA and SEC compliance experience preferably in Investment Banking or Private Equity
FINRA Series 7 and Series 24 strongly preferred; or must able to obtain within a short period
Good knowledge of FINRA regulations and applicable regulatory requirements and expectations related to investment banking and broker-dealer activities
Working knowledge of federal and state laws and regulations applicable to investment banking including a general knowledge of SEC regulatory requirements and framework
Ability to articulate regulatory requirements to all levels of employees, from new analysts to the head of the firm
Experience with FINRA Gateway including U4s & U5s, Form BD, CMA, as well as handling ad hoc regulatory inquiries
Experience writing and maintain firm policies and procedures including Written Supervisory Procedures
Understanding and experience executing KYC/AML/CIP checks, complying with sanctions and Treasury requirements, oversight of employee personal investments and OBAs, e-comms surveillance and management, books and records requirements, regular compliance testing, and certification under FINRA 3130
Experience with FINRA Rule 2241 regarding equity research is a major plus
Familiarity with compliance systems and related platforms such as DocuSign, Smarsh, ComplySci, and Dow Jones Risk Center a plus
Knowledge of FCA and EU regulatory requirements a plus
Four year college degree required; JD preferred
U.S. work authorization

Communications Skills:

Public speaking and live training experience including the ability to tailor training materials to the firm based on the regulatory landscape
Exceptional writing and verbal communication skills, able to prepare high impact materials in multiple formats
Participate effectively in both internal and external meetings

Team Player:

Team player who can contribute to building a positive team spirit, keeps commitments, inspires the trust of others, works with integrity and ethically, and upholds firm values
Ability to perform under pressure amid tight deadlines; can effectively prioritize and plan
Collaborative across teams and levels, both internally and externally

Why FT Partners?

Managing Partner and Managing Directors formerly of Goldman Sachs and JP Morgan
Award-winning execution; Investment Bank of the Year / Boutique of the Year Awards (among many others)
Executing both billion dollar and early stage / high-growth VC transactions
Excellent career path, strong and competitive compensation
Unparalleled deal flow with premier client base
Access to world-class executives at high-growth companies
Dominant footprint in the one of largest sectors: financial technology
Top-notch financial sponsor relationships
Close-knit, rapidly growing team

Selected transactions include advising:

Divvy's $2.5 billion Sale to Bill.com
GreenSky’s $2.2 billion Sale to Goldman Sachs
Truebill’s $1.3 billion Sale to Rocket Companies
Currencycloud’s $1 billion Sale to Visa
Revolut's $800 million Financing at a $33 billion Valuation
Mollie’s $800 million Financing at a $6.5 billion Valuation
Payrix’ ~$800 million Sale to FIS
Cross River’s $620 million Series D Financing
Velocity Global’s $400 million Series B Financing
SpotOn’s $300 million Series F Financing at a $3.6 billion Valuation
Upgrade’s $280 million Series F Financing at a $6 billion Valuation
Lendable’s $275 million Financing at a $4.5 billion Valuation
Mambu’s ~$266 million Series E Financing at a ~$5.5 billion Valuation
Newfront’s $200 million Financing at a $2.2 billion Valuation
com’s $60 million Series C Financing at a $1.2 billion Valuation
Acorns’ Acquisition of GoHenry

Inclusion and Equal Opportunity Employment: Financial Technology Partners is an equal opportunity employer committed to diversity and inclusion. We are pleased to consider all qualified applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veterans status, Aboriginal/Native American status or any other legally-protected factors.

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More about this job

Skills

Regulatory compliance
Business model
Decision making
CMA
Know your customer
Anti-money laundering
Research
Public speaking
Communication skills
Cope with pressure

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