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Home Health Licensed Practical Nurse
CenterWell
Raleigh, NC · Durham, NC
As a CenterWell Home Health nurse, reporting to the Clinical Manager, you will provide personalized, one-on-one care that helps patients regain independence in the comfort of their homes.…
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Home Health Registered Nurse
CenterWell
Raleigh, NC · Durham, NC
As a CenterWell Home Health nurse, reporting to the Clinical Manager, you will provide personalized, one-on-one care that helps patients regain independence in the comfort of their homes.…
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Home Health Occupational Therapist
CenterWell
Rolla, MO
…enjoy a better quality of life. You will report the Clinical…
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Manager, Indirect Sales
Just Energy Corp
Remote, United States
The Sales Manager leads the sales team focused on the Indirect/Broker sales channel for Hudson Energy. This team is the frontline of delivery to build a strong and loyal Sales Partner…
Added just now
PL
Human Resources Manager
PediaTrust LLC
Northbrook, IL
- $90,000 to $110,000 USD / year
The HR Manager serves as a strategic and operational partner to leadership, managers, and employees. This role is responsible for delivering comprehensive HR support across employee…
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Administrative Technician - Planning & Code Administration
City of Gaithersburg
Gaithersburg, MD
Strong and effective customer service, organizational, administrative, and time management skills and demonstrated ability to manage multiple tasks, prioritize workload, and work quickly,…
Added 1 min ago
Lead Cleaner
ABM US
Burlington, KY
…Lead provides supervision at an assigned location when the Manager is not present. The Shift Leader demonstrates established standards to keep the buildings/facilities clean and safe for…
Added 1 min ago
Seasonal Digital Lead
PACSUN
Los Angeles, CA
…resources to inspire and bring about positive development. Our program PacCares supports and partners with organizations that align with our internal and external initiatives surrounding…
Added 1 min ago
Retail Store Manager
Ollie's Bargain Outlet
Wyoming, MI
An Ollie’s Retail Store Manager provides the leadership for the successful operation of the entire store. Our Retail Store Managers build and lead Associate teams who are passionate about…
Added 1 min ago
Senior Manager, Digital Marketing - AMER
Salesforce, Inc.
GA
…advising stakeholders on the right channel and approach based on program context beyond…
Added 1 min ago
SI
Senior Manager, Digital Enterprise Technology, Customer 0 Program Strategy & Storytelling
Salesforce, Inc.
NY · TX · CA
- $143,400 to $236,700 USD / year
Provide program management support & coordination.
Added 1 min ago
SI
Manager, Digital Enterprise Technology, Customer 0 Visual Storytelling & Design
Salesforce, Inc.
TX · NY · CA
- $117,400 to $193,700 USD / year
Lead program management and visual/content development for Dreamforce, industry conferences, customer advisory boards, and executive briefings.
Added 1 min ago
DE
Story Maker (Content Marketing Manager) at Arts for Learning Indiana
Deep End Talent Strategies
Zionsville, IN
- $55,000 USD / year
Develop and maintain an editorial calendar that coordinates program promotion, fundraising campaigns, events, and organizational news.
Added 1 min ago
MO
Loss Prevention Associate II
Marshalls of MA
Rehoboth Beach, DE
- $15 to $18.6 USD / hour
Supports the District Loss Prevention Manager and Store Management by executing core responsibilities, focused on acting as a visual deterrent to prevent potential loss/dishonesty and by…
Added 1 min ago
ST
Retail coordinator
Sierra Trading Post, Inc
Paducah, KY
- $14.75 to $15.25 USD / hour
Acts as Manager on Duty adhering to company policy and procedure
Added 1 min ago
Engineering Program Manager, System Experience
Apple
Cupertino, CA
5+ years experience as a technical software Project or Program Manager
Added 2 mins ago
CO
Older Adult Services Case Manager
City of Boulder
Boulder, CO
- $62,816 to $91,166.4 USD / year
…from information and referral/assistance to short-term case management services for older adults and family caregivers. Client work is diverse and requires independent, in-depth evaluation…
Added 2 mins ago
B
Full-time Sales Teammate
Buckle
WEST DES MOINES, IA
- Full-time
…sales, merchandising and operational tasks assigned by Store Management (e.g. cashiering, merchandise display and pulls, register procedures, and routine cleaning of…
Added 3 mins ago
CO
Recreation Manager
City of Aurora
United States
- $95,460 to $149,157 USD / year
The Recreation Manager provides leadership, administration, and oversight for assigned programs, services, and facilities by guiding subordinate staff. This role translates executive vision…
Added 3 mins ago
General manager
Papa Johns
Louisville, KY
The General Manager for Corporate Restaurant Operations manages and assumes responsibility for all functions of a Papa Johns restaurant to ensure restaurant profitability. This is…
Added 3 mins ago
Senior Region Registered Principal
Ameriprise Financial Services, LLC.
Remote, United States
We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19…
Added 3 mins ago
Interim Manager of Playground Club-Boys & Girls Clubs of Santa Monica (Limited January 2027-June 2027)
Boys & Girls Club of Santa Monica
Santa Monica, CA
The Manager of PGC plays a key role engaging youth in grades 1st-5th grade in programming that is rooted in play equity, movement, inclusion, SEL, and building a safe environment for youth…
Added 3 mins ago
Senior Software Engineer, ML Workflows - Weights & Biases
CoreWeave
CA / Bellevue, WA
Reporting to the Senior Engineering Manager for ML Workflows, this Senior Software Engineer will own the architecture and evolution of core systems in the Weights & Biases platform.
Added 3 mins ago
Engineering Manager, Artifacts & Registry - W&B
CoreWeave
CA / Bellevue, WA · Livingston, NJ · Manhattan, NY · San Francisco, CA · Sunnyvale, CA
You'll join the ML Workflows organization as the Engineering Manager for Artifacts & Registry, leading a team of six engineers.
Added 3 mins ago
JJ
Business Partner-Senior - Human Resources - Full Time - 8 Hour - Days
JMHAS John Muir Health - Administrative Services
United States
- Full-time
10 years of Human Resources experience, including Program Development, Management Advice and Counsel, Strategy Execution, and Employee Relations - Required

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Junior Compliance Analyst

Tampa, FL, United States

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Job details

Posting language: English
Posted: Nov 9, 2026

Original job description

Essential Duties and Responsibilities:

Includes the following, other duties may be assigned as needed:

Administer the Code of Ethics program in MyComplianceOffice (MCO), including setting up new employees, maintaining employee and brokerage account records, tracking employees on leave, and closing out departing employees.
Review employee personal trading against pre-clearance approvals and research MCO alerts (for example, trades without pre-clearance, trades above the pre-cleared quantity, or trades outside the approval window). Follow up with employees and escalate potential violations to the Chief Compliance Officer or designee.
Handle pre-clearance requests that need manual review, including coordinating portfolio manager approval of digital asset trades above the de minimis amount.
Respond to employee questions received in the Code of Ethics inquiries mailbox about personal trading, reportable accounts and Code of Ethics requirements.
Set up and maintain electronic brokerage data feeds with brokers and the MCO vendor, reconcile unmatched accounts, and obtain account statements or discretionary account agreements as needed.
Administer new hire, quarterly and annual Code of Ethics certifications and holdings reports, including launch, reminders, follow-up and review of disclosures.
Conduct new hire compliance orientation and track completion of required compliance training.
Review outside business activities, political contributions and other employee disclosures, and escalate potential conflicts of interest to the Chief Compliance Officer or designee.
Prepare periodic personal trading reminders and other Code of Ethics communications to employees.
Maintain Code of Ethics records to support compliance testing, regulatory examinations and reporting to management.
Assist with ongoing testing of Code of Ethics and other adviser and fund compliance policies and procedures.
Keep current on industry developments that affect Adviser, Funds, and Broker-Dealer compliance.
Help maintain compliance policies and procedures, including Code of Ethics procedures and employee reference guides.
Ad-hoc compliance projects, including assisting with implementation of new rules.
Complete other regulatory compliance tasks assigned by management.

Supervisory Responsibilities

This job has no supervisory responsibilities but may assist in overseeing others’ work.

Qualifications

BA/BS degree or equivalent required
One to three years’ experience. Some investment adviser compliance, personal trading or Code of Ethics experience preferred but not necessary
Experience with a personal trading compliance system such as MCO is a plus
Committed to maintaining the highest ethical standards
Ability to handle confidential employee financial information with discretion
Strong verbal and written communication skills
Ability to interact effectively with all levels of staff
Roll up your sleeves work ethic
Ability to work effectively in a remote environment
Strong organizational skills and attention to detail, with the ability to manage a high volume of time-sensitive requests

Knowledge, Skills & Abilities Required

The ideal candidate will be an intelligent, energetic and goal-oriented, conceptual thinker with the ability to quickly assess a situation and exercise sound business judgment and will possess the following attributes:

Excellent oral and written communication skills are required.
Independent, self-starter with a positive, can-do attitude and the ability to follow through and complete tasks in a team environment.
Ability to work individually and with other team members under pressure and prioritize competing tasks that require the highest level of attention to detail and accuracy.
We are seeking a team player who is well-organized and highly efficient, possessing excellent verbal and written communications skills and the ability to interact and communicate effectively with management level personnel and regulatory agencies.
Demonstrate a cooperative attitude and consensus building skills.
Strong project and time management skills.
Exceptional communication and relationship building skills. The role must be an advisor and partner to the business who helps the business understand the regulatory requirements and finds solutions where possible.
Ability to analyze and assess the current state, identify gaps, and develop plans for continuous improvement.
An interest in the financial services industry and understanding of the laws and regulations that govern its activities.
Proficiency with Microsoft Office tools, particularly Excel.

VanEck is committed to treating all applicants and employees fairly and to providing equal opportunity in compliance with applicable federal, state and local laws. VanEck does not and will not discriminate against any employee or applicant for employment on the basis of race, religion, ancestry, color, gender, gender identity, pregnancy, age, physical or mental disability, national origin, marital status, sexual orientation, citizenship status, covered-veteran or military status, genetic information, and/or any other factor protected by law.

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More about this job

Skills

Regulatory compliance
Research
Communication skills
Organizational skills
Attention to detail
Time management
Relationship building
Process improvement
Microsoft Office
Microsoft Excel

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