Jobs in the United States

25+ jobs

Save this search

Added just now
CO
Police Services Supervisor
City of Commerce City
Commerce City, CO
- $32 to $48 USD / hour
…experience are required. An equivalent combination of education, training and experience which provides the required knowledge, skills and abilities may be considered. Must qualify for FBI…
Added just now
Assistant Manager - Kay Jewelers - Altamonte Mall
Sterling Jewelers Inc.
Altamonte Springs, FL
Training - Associate Training System, Management Training System, District Manager in Training, Career Development and more
Added 1 min ago
Paneled Nurse Practitioner
CenterWell
Lakeland, FL
This role is considered patient facing and is part of Humana/Senior Bridge's Tuberculosis (TB) screening program. If selected for this role, you will be required to be screened for TB.
Added 1 min ago
Referral Coordinator 1
CenterWell
Port Orange, FL
This role is considered patient facing and is part of the company's Tuberculosis (TB) screening program. If selected for this role, you will be required to be screened for TB
Added 1 min ago
Home Health Licensed Practical Nurse
CenterWell
Raleigh, NC · Durham, NC
Educate patients and their families on disease management, treatment options, and self-care techniques.
Added 1 min ago
Home Health Registered Nurse
CenterWell
Raleigh, NC · Durham, NC
Educate patients and their families on disease management, medication, and treatment options.
Added 1 min ago
Physician (MD/DO)
CenterWell
Phoenix, AZ
Graduate of accredited MD or DO program from an accredited university
Added 1 min ago
Home Health Occupational Therapist
CenterWell
Rolla, MO
Review/expand the retraining programs in a manner consistent with the behavioral goals of each patient and within the guidelines of the rehabilitation program as a whole.
Added 1 min ago
MC
Deputy Public Defender I/II/III/IV/V - Extra-Help Deputy Public Defender I/II/III/IV/V
Merced County
Merced, CA
- $38.35 to $90.46 USD / hour
Level V- Lead, provide mentorship and direction to other attorneys; May assist in training other professional staff.
Added 1 min ago
Manager, Indirect Sales
Just Energy Corp
Remote, United States
Provide guidance and training to team members on how to manage and grow broker relationships effectively.
Added 1 min ago
PL
Human Resources Manager
PediaTrust LLC
Northbrook, IL
- $90,000 to $110,000 USD / year
…support across employee relations, compliance, performance management, and organizational development. The position balances day-to-day HR operations with the execution of key initiatives…
Added 1 min ago
Professional Intern for Student Hub
University of New Mexico
Albuquerque, NM
Are you interested in enterprise technology, CRM systems, data management, and higher education operations? The University of New Mexico’s Office of Advising Strategies (OAS) seeks a…
Added 1 min ago
Administrative Technician - Planning & Code Administration
City of Gaithersburg
Gaithersburg, MD
…with paying down student loan debt and managing student loans, training and professional growth opportunities, and excellent work/life…
Added 1 min ago
AU
Warehouse Janitorial Cleaner
ABM US
New Albany, OH
- $16.91 USD / hour
…U.S. military. With ABM, you’ll have access to a world-class training program and ample opportunities to use the skills you developed while serving our country. Whether you’re looking for a…
Added 1 min ago
Lead Cleaner
ABM US
Burlington, KY
…U.S. military. With ABM, you’ll have access to a world-class training program and ample opportunities to use the skills you developed while serving our country. Whether you’re looking for a…
Added 1 min ago
Warehouse Janitorial Cleaner
ABM US
Shreveport, LA
…U.S. military. With ABM, you’ll have access to a world-class training program and ample opportunities to use the skills you developed while serving our country. Whether you’re looking for a…
Added 1 min ago
Retail Store Manager
Ollie's Bargain Outlet
Wyoming, MI
20% Associate discount on all Ollie’s purchases and bi-annual & annual bonus program.
Added 1 min ago
SI
Sr. Software Engineer, DNS and Cloud Infrastructure
Salesforce, Inc.
WA · CA
- $148,500 to $246,000 USD / year
…large scale systems, proficiency with solving real-world data management challenges, a strong understanding of how to craft solutions that are highly available, and a proven ability to…
Added 1 min ago
Senior Manager, Digital Marketing - AMER
Salesforce, Inc.
GA
…advising stakeholders on the right channel and approach based on program context beyond…
Added 1 min ago
SI
Senior Technical Consultant Informatica, MDM
Salesforce, Inc.
Remote, United States
- $117,200 to $194,200 USD / year
…Consultant to support the delivery of enterprise Master Data Management solutions across a portfolio of customers. In this role, you will work within defined solution architectures to…
Added 1 min ago
SI
Senior Manager, Digital Enterprise Technology, Customer 0 Program Strategy & Storytelling
Salesforce, Inc.
NY · TX · CA
- $143,400 to $236,700 USD / year
Provide program management support & coordination.
Added 1 min ago
SI
Manager, Digital Enterprise Technology, Customer 0 Visual Storytelling & Design
Salesforce, Inc.
TX · NY · CA
- $117,400 to $193,700 USD / year
Lead program management and visual/content development for Dreamforce, industry conferences, customer advisory boards, and executive briefings.
Added 1 min ago
Software Engineer
PeopleTec, Inc.
HUNTSVILLE, AL
…maintain software capabilities that support decentralized data management, discovery, and governance across Department of Defense organizations. The ideal candidate will have a strong…
Added 1 min ago
Regional Sales Rep
Novarad Corporation
Provo, UT
Provide on-site clinical support and training during surgical procedures.
Added 2 mins ago
MO
FT Customer Service Coordinator
Marshalls of MA
Williamsburg, VA
- $14.5 to $15 USD / hour
Partners with Management on Associate training needs to increase effectiveness

Default Brand

Junior Compliance Analyst

Tampa, FL, United States

Apply About employer

Applications open in a new tab.

Job details

Posting language: English
Posted: Nov 9, 2026

Original job description

Essential Duties and Responsibilities:

Includes the following, other duties may be assigned as needed:

Administer the Code of Ethics program in MyComplianceOffice (MCO), including setting up new employees, maintaining employee and brokerage account records, tracking employees on leave, and closing out departing employees.
Review employee personal trading against pre-clearance approvals and research MCO alerts (for example, trades without pre-clearance, trades above the pre-cleared quantity, or trades outside the approval window). Follow up with employees and escalate potential violations to the Chief Compliance Officer or designee.
Handle pre-clearance requests that need manual review, including coordinating portfolio manager approval of digital asset trades above the de minimis amount.
Respond to employee questions received in the Code of Ethics inquiries mailbox about personal trading, reportable accounts and Code of Ethics requirements.
Set up and maintain electronic brokerage data feeds with brokers and the MCO vendor, reconcile unmatched accounts, and obtain account statements or discretionary account agreements as needed.
Administer new hire, quarterly and annual Code of Ethics certifications and holdings reports, including launch, reminders, follow-up and review of disclosures.
Conduct new hire compliance orientation and track completion of required compliance training.
Review outside business activities, political contributions and other employee disclosures, and escalate potential conflicts of interest to the Chief Compliance Officer or designee.
Prepare periodic personal trading reminders and other Code of Ethics communications to employees.
Maintain Code of Ethics records to support compliance testing, regulatory examinations and reporting to management.
Assist with ongoing testing of Code of Ethics and other adviser and fund compliance policies and procedures.
Keep current on industry developments that affect Adviser, Funds, and Broker-Dealer compliance.
Help maintain compliance policies and procedures, including Code of Ethics procedures and employee reference guides.
Ad-hoc compliance projects, including assisting with implementation of new rules.
Complete other regulatory compliance tasks assigned by management.

Supervisory Responsibilities

This job has no supervisory responsibilities but may assist in overseeing others’ work.

Qualifications

BA/BS degree or equivalent required
One to three years’ experience. Some investment adviser compliance, personal trading or Code of Ethics experience preferred but not necessary
Experience with a personal trading compliance system such as MCO is a plus
Committed to maintaining the highest ethical standards
Ability to handle confidential employee financial information with discretion
Strong verbal and written communication skills
Ability to interact effectively with all levels of staff
Roll up your sleeves work ethic
Ability to work effectively in a remote environment
Strong organizational skills and attention to detail, with the ability to manage a high volume of time-sensitive requests

Knowledge, Skills & Abilities Required

The ideal candidate will be an intelligent, energetic and goal-oriented, conceptual thinker with the ability to quickly assess a situation and exercise sound business judgment and will possess the following attributes:

Excellent oral and written communication skills are required.
Independent, self-starter with a positive, can-do attitude and the ability to follow through and complete tasks in a team environment.
Ability to work individually and with other team members under pressure and prioritize competing tasks that require the highest level of attention to detail and accuracy.
We are seeking a team player who is well-organized and highly efficient, possessing excellent verbal and written communications skills and the ability to interact and communicate effectively with management level personnel and regulatory agencies.
Demonstrate a cooperative attitude and consensus building skills.
Strong project and time management skills.
Exceptional communication and relationship building skills. The role must be an advisor and partner to the business who helps the business understand the regulatory requirements and finds solutions where possible.
Ability to analyze and assess the current state, identify gaps, and develop plans for continuous improvement.
An interest in the financial services industry and understanding of the laws and regulations that govern its activities.
Proficiency with Microsoft Office tools, particularly Excel.

VanEck is committed to treating all applicants and employees fairly and to providing equal opportunity in compliance with applicable federal, state and local laws. VanEck does not and will not discriminate against any employee or applicant for employment on the basis of race, religion, ancestry, color, gender, gender identity, pregnancy, age, physical or mental disability, national origin, marital status, sexual orientation, citizenship status, covered-veteran or military status, genetic information, and/or any other factor protected by law.

Apply About employer

More about this job

Skills

Regulatory compliance
Research
Communication skills
Organizational skills
Attention to detail
Time management
Relationship building
Process improvement
Microsoft Office
Microsoft Excel

Report this job