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Added 2 mins ago
Center Manager III Urgent Care Apopka
Team Member Services
United States
Oversees fiscal management including development and implementation of the annual budget, cost management, revenue generation, accounts payable, and daily financial practices.
Added 3 mins ago
C
Area Director -- BYU-Pathway Worldwide - (Full-time)
Church
Salt Lake City, UT
- Full-time
Ensure effective implementation of communication, recruitment, and awareness campaigns.
Added 3 mins ago
Area Sales Manager - San Diego - Ottava Surgical Robotics
Auris Health Inc. Legal Entity
San Diego, CA
We are searching for the best talent for an Area Sales Manager for Ottava. This is a field-based role covering the San Diego/Orange County based in San Diego, CA
Added 4 mins ago
VI
Infusion Registered Nurse, Full-Time - Dallas, TX
Vivo Infusion
Dallas, TX
- $40 to $42 USD / hour
- Full-time
Assist in the implementation of CQI improvement activities.
Added 4 mins ago
VI
Infusion Registered Nurse, Per Diem - Fredericksburg, VA
Vivo Infusion
Fredericksburg, VA
- $43 to $48 USD / hour
Assist in the implementation of CQI improvement activities.
Added 4 mins ago
VI
Infusion Registered Nurse, Part-Time - Denton, TX
Vivo Infusion
Denton, TX
- $40 to $43 USD / hour
- Part-time
Assist in the implementation of CQI improvement activities.
Added 4 mins ago
Pre-Sales Systems Engineer - South Florida
Hewlett Packard Enterprise
All, FL · Miami, FL
The SE primarily provides pre-sales technical support for the development and implementation of complex products/applications/solutions. Additionally, the SE is responsible for managing…
Added 4 mins ago
Systems Engineer
Hewlett Packard Enterprise
All, MN
…Systems Engineer will consult with their assigned Territory Manager to provide a comprehensive pitch to prospective clients. This Systems Engineer will proactively support an opportunity…
Added 5 mins ago
SF
Project Manager (Transit-Oriented Development)
San Francisco Bay Area Rapid Transit District (BART)
Oakland, CA
- $77.31 to $117.12 USD / hour
The San Francisco Bay Area Rapid Transit District (BART) is seeking a results-driven and collaborative Project Manager to join its Transit-Oriented Development (TOD)/Permit Team. This…
Added 8 mins ago
K
Sr. Program Manager
Kentro
McLean, VA
- $175,000 to $225,000 USD / year
Kentro is hiring an experienced Senior Program Manager to support the US Agency for International Development (USAID). In this role, you will oversee the delivery of technical,…
Added 9 mins ago
Residential Specialist
Eastway Ranch of Opportunity
Washington Court House, OH
…within the milieu setting and are responsible for the overall implementation of policies, procedures, and the daily activity schedule while providing quality, effective, and efficient…
Added 10 mins ago
SUPPORT SERVICES SUPERVISOR
Defense Finance and Accounting Service
Whitehall, OH
…efficient site-level operations. Serves as the Site Property Manager, overseeing property operations and providing technical advice and accountability for property, plant, and equipment to…
Added 10 mins ago
Manager II, Operations
J.B. Hunt Transport
Monroe, OH
…operational performance, including problem identification, solution implementation, financial performance, and overall Safety and DOT compliance of assigned fleets. Incumbents must be able…
Added 10 mins ago
Personal Banker 1 - Medina, OH
WesBanco Bank, Inc
Medina, OH
…relationships. The Personal Banker will assist the Banking Center Manager in targeted outside sales activities and participate in community service opportunities in the specific community…
Added 10 mins ago
Senior Agile IT Project Manager
Insight Global
Beachwood, OH
Insight Global is seeking a Senior Agile IT Project Manager to support a global manufacutring client of ours. This resouce should be able to independently drive projects, manage difficult…
Added 10 mins ago
Staff VP Process Reengineering
Elevance Health
Mason, OH
Facilitate cross-functional process analysis, redesign, and implementation efforts.
Added 10 mins ago
N
Analyst Digital Marketing Analytics
Nestle
Solon, OH
- $80,029.77 to $100,585.35 USD / year
Reporting into the Digital & Social Intelligence Manager within the Commercial Excellence organization, the Digital Marketing Analyst will be a crucial addition to a team whose mission is…
Added 10 mins ago
LTSS Provider Relations Account Manager-Must Travel to Dayton & Cincinnati Metro Areas
CareSource
Dayton, OH
The LTSS Provider Relations Account Manager is responsible for working in a highly matrixed organization and influencing internal stakeholder relationships. This role will engage with LTSS…
Added 10 mins ago
IT PROJECT MANAGER (INFOSEC)
Defense Finance and Accounting Service
Cleveland, OH
Added 10 mins ago
Corporate Credit Manager
PARKER HANNIFIN CORPORATION
Cleveland, OH
Position Summary Overview The Corporate Credit Manager leads trade receivables and credit-risk management activities, balancing growth enablement with disciplined risk control. The role is…
Added 10 mins ago
Strategic Sourcing Manager, Corporate Services
Lincoln Electric
Cleveland, OH
Added 10 mins ago
Corporate Credit Manager
PARKER HANNIFIN CORPORATION
Cleveland, OH
Position Summary Overview The Corporate Credit Manager leads trade receivables and credit-risk management activities, balancing growth enablement with disciplined risk control. The role is…
Added 10 mins ago
IT Support Specialist
ARCO
Cincinnati, OH
Support the delivery of an Enterprise-wide implementation of Procore
Added 10 mins ago
Project Manager II-Non-Technical
GLOBAL PAYMENT HOLDING COMPANY
Cincinnati, OH
…ongoing activities to accountable teams and complete a post-implementation review to identify areas of improvement. - May directly oversee employees assigned to manage specific project that…
Added 10 mins ago
Customer Success Analyst
Galderma Laboratories, LP
United States
Monitor process adherence and ensure sustainable implementation of improvements.

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Junior Compliance Analyst

Tampa, FL, United States

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Job details

Posting language: English
Posted: Nov 9, 2026

Original job description

Essential Duties and Responsibilities:

Includes the following, other duties may be assigned as needed:

Administer the Code of Ethics program in MyComplianceOffice (MCO), including setting up new employees, maintaining employee and brokerage account records, tracking employees on leave, and closing out departing employees.
Review employee personal trading against pre-clearance approvals and research MCO alerts (for example, trades without pre-clearance, trades above the pre-cleared quantity, or trades outside the approval window). Follow up with employees and escalate potential violations to the Chief Compliance Officer or designee.
Handle pre-clearance requests that need manual review, including coordinating portfolio manager approval of digital asset trades above the de minimis amount.
Respond to employee questions received in the Code of Ethics inquiries mailbox about personal trading, reportable accounts and Code of Ethics requirements.
Set up and maintain electronic brokerage data feeds with brokers and the MCO vendor, reconcile unmatched accounts, and obtain account statements or discretionary account agreements as needed.
Administer new hire, quarterly and annual Code of Ethics certifications and holdings reports, including launch, reminders, follow-up and review of disclosures.
Conduct new hire compliance orientation and track completion of required compliance training.
Review outside business activities, political contributions and other employee disclosures, and escalate potential conflicts of interest to the Chief Compliance Officer or designee.
Prepare periodic personal trading reminders and other Code of Ethics communications to employees.
Maintain Code of Ethics records to support compliance testing, regulatory examinations and reporting to management.
Assist with ongoing testing of Code of Ethics and other adviser and fund compliance policies and procedures.
Keep current on industry developments that affect Adviser, Funds, and Broker-Dealer compliance.
Help maintain compliance policies and procedures, including Code of Ethics procedures and employee reference guides.
Ad-hoc compliance projects, including assisting with implementation of new rules.
Complete other regulatory compliance tasks assigned by management.

Supervisory Responsibilities

This job has no supervisory responsibilities but may assist in overseeing others’ work.

Qualifications

BA/BS degree or equivalent required
One to three years’ experience. Some investment adviser compliance, personal trading or Code of Ethics experience preferred but not necessary
Experience with a personal trading compliance system such as MCO is a plus
Committed to maintaining the highest ethical standards
Ability to handle confidential employee financial information with discretion
Strong verbal and written communication skills
Ability to interact effectively with all levels of staff
Roll up your sleeves work ethic
Ability to work effectively in a remote environment
Strong organizational skills and attention to detail, with the ability to manage a high volume of time-sensitive requests

Knowledge, Skills & Abilities Required

The ideal candidate will be an intelligent, energetic and goal-oriented, conceptual thinker with the ability to quickly assess a situation and exercise sound business judgment and will possess the following attributes:

Excellent oral and written communication skills are required.
Independent, self-starter with a positive, can-do attitude and the ability to follow through and complete tasks in a team environment.
Ability to work individually and with other team members under pressure and prioritize competing tasks that require the highest level of attention to detail and accuracy.
We are seeking a team player who is well-organized and highly efficient, possessing excellent verbal and written communications skills and the ability to interact and communicate effectively with management level personnel and regulatory agencies.
Demonstrate a cooperative attitude and consensus building skills.
Strong project and time management skills.
Exceptional communication and relationship building skills. The role must be an advisor and partner to the business who helps the business understand the regulatory requirements and finds solutions where possible.
Ability to analyze and assess the current state, identify gaps, and develop plans for continuous improvement.
An interest in the financial services industry and understanding of the laws and regulations that govern its activities.
Proficiency with Microsoft Office tools, particularly Excel.

VanEck is committed to treating all applicants and employees fairly and to providing equal opportunity in compliance with applicable federal, state and local laws. VanEck does not and will not discriminate against any employee or applicant for employment on the basis of race, religion, ancestry, color, gender, gender identity, pregnancy, age, physical or mental disability, national origin, marital status, sexual orientation, citizenship status, covered-veteran or military status, genetic information, and/or any other factor protected by law.

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More about this job

Skills

Regulatory compliance
Research
Communication skills
Organizational skills
Attention to detail
Time management
Relationship building
Process improvement
Microsoft Office
Microsoft Excel

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