Jobs in the United States

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Added 3 mins ago
CR
Sales Associate, Apartments.com - Colorado Springs, CO
CoStar Realty Information, Inc.
United States
- $65,000 to $70,000 USD / year
Candidates must possess a current and valid driver’s license
Added 4 mins ago
Associate Director
Alteva RCM
Queens, NY
The Associate Director, EHR Integration & Interoperability, owns how Alteva delivers its services in any client environment, regardless of the EHR or practice management system the client…
Added 5 mins ago
Material Handler
Sonepar
Albuquerque, NM
…completion of PEAK I is rewarded through a $1 increase to an associate's base wage rate; completion of PEAK II is rewarded through a $2 increase to an associate's base wage…
Added 6 mins ago
Experienced Clinical Research Associate (CRA II/Sr CRA) - US Central - Multiple Therapeutic Areas Available
Thermo Fisher Scientific
Remote, United States
Candidates must live within 60 miles of the nearest major airport
Added 6 mins ago
Universal Banker
Peoples Bank
Morgantown, KY
Must have the ability to research and offer solutions to resolve customer issues by using knowledge of the organization to identify helpful resources · Must possess an ability to turn service encounters into dialogue based meetings where other needs can be uncovered
Added 8 mins ago
M
Senior Associate Technology
MSCI
New York, NY
- $102,000 to $133,000 USD / year
The New York office at 7 World Trade Center is MSCI's global headquarters and our most visible, client-facing location. It carries a heavy and growing conference room and live event load:…
Added 8 mins ago
CA
Community Resource Advocate II, Community Connect - Bilingual required
Community Action Organization
Hillsboro, OR
- $19.02 to $20.92 USD / hour
Accurately enter client information and documentation into our database.
Added 11 mins ago
Healthcare Strategic Growth Associate
Trinity Health
Mishawaka, IN
The Strategic Growth Associate plays a key role in advancing strategic growth initiatives by strengthening provider relationships, improving access to care, and increasing utilization…
Added 11 mins ago
Launch Project Manager
WM
Windsor, CT
Interact with clients, sales and other departments to understand client scope of project and requirements, and ensure all departments are aligned with approach.
Added 11 mins ago
Associate, Capital Team
Endeavor
New York · San Francisco
…Manager, Investments & SF Capital Lead), Isabela Carvajal (Senior Associate, Capital), Amber Cohon (Associate,…
Added 12 mins ago
Associate Banker II - Concord, NH
TD Bank, N.A.
Concord, NH
Acts as a trusted first point of contact in safeguarding the integrity of the client relationship by operating within compliance of AML laws and regulatory requirements, by accurately…
Added 12 mins ago
TB
Associate Banker II - 1 West Road, Newtown, PA (Full Time)
TD Bank, N.A.
Newtown, PA
- Full-time
Acts as a trusted first point of contact in safeguarding the integrity of the client relationship by operating within compliance of AML laws and regulatory requirements, by accurately…
Added 12 mins ago
Geotechnical Project Coordinator
Terracon
Dallas, TX
…consistency, and drafting communications resulting in great client…
Added 12 mins ago
TB
Associate Banker II - 1799 Swede Road, Blue Bell, PA (Full Time)
TD Bank, N.A.
Blue Bell, PA
- Full-time
Acts as a trusted first point of contact in safeguarding the integrity of the client relationship by operating within compliance of AML laws and regulatory requirements, by accurately…
Added 12 mins ago
Associate Banker II - 498 2nd Avenue, Collegeville, PA (30 Hours)
TD Bank, N.A.
Collegeville, PA
Acts as a trusted first point of contact in safeguarding the integrity of the client relationship by operating within compliance of AML laws and regulatory requirements, by accurately…
Added 12 mins ago
TB
Associate Banker II - 2520 Grant Avenue, Philadelphia, PA (Full Time)
TD Bank, N.A.
Philadelphia, PA
- Full-time
Acts as a trusted first point of contact in safeguarding the integrity of the client relationship by operating within compliance of AML laws and regulatory requirements, by accurately…
Added 12 mins ago
Operations Support - Corporate Actions
Delta Capita
Boston, MA
…work with portfolio managers, custodians, prime brokers and data vendors to make sure events are processed accurately and on…
Added 12 mins ago
S
Inside Sales Representative
Staffmark
Tucson, AZ
- $18 to $20 USD / hour
Must have reliable transportation
Added 13 mins ago
AH
Behavioral Health Technician / Administrator | Hoffman Estates, IL
Atlantic Health Strategies
Hoffman Estates, IL
- $20 to $25 USD / hour
…roof, with a care team that works side by side to build each client’s plan. This gives clients a clear, coordinated path toward recovery and long-term wellness. As a growing program, we’re…
Added 13 mins ago
SP
Associate Systems Engineer
Systems Planning and Analysis
San Diego, CA
- $75,000 USD / year
Ability to work onsite up to 5 days per week, depending upon client needs
Added 14 mins ago
DO
Associate Power Apps Developer
Department of Parks & Recreation
CA
- $4,935 to $8,740 USD / month
INFORMATION TECHNOLOGY ASSOCIATE– INFORMATION TECHNOLOGY DIVISION / APPLICATION & WEB DEVELOPMENT SERVICES/ SACRAMENTO HEADQUARTERS
Added 14 mins ago
Peer Support Assistant
Banner University Medical Group
United States
The Peer Support Assistant, supports the smooth, timely, and coordinated client transition from hospital care to alternative levels of care including but not limited to post-acute settings,…
Added 15 mins ago
Sr. Coordinator, Client Audits
Navitus Health Solutions, LLC
Remote, United States
Accountable for coordination and/or facilitation of deliverables including schedules, identifying client demographics and IDs for data gathering, preparing templates, updating policy and…
Added 15 mins ago
DF
Personal Banker-RB1911
Dickinson Financial Corporation
Rogers, AR
- $20 to $26.5 USD / hour
…Personal Bankers are enthusiastic about delivering an excellent client experience; understanding and promoting bank products and services to individuals and companies; conducting accurate…
Added 15 mins ago
Registered Nurse - Perioperative
Veterans Affairs, Veterans Health Administration
Fayetteville, AR
Selective Service Registration is required for males born after 12/31/1959

BofA Securities, Inc.

Ops Sr Analyst

United States

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Job details

Experience: 3-5 years brokerage operations experience, preferably in a regulatory or control department
Posting language: English
Posted: Nov 12, 2026

Original job description

Job Description:

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day.

Being a Great Place to Work and providing a culture of caring is core to how we drive Responsible Growth. We are intentional about fostering an inclusive workplace where every teammate has the opportunity to succeed, build a career and contribute to our shared success. This includes attracting and developing exceptional talent, recognizing and rewarding performance, and supporting our teammates’ physical, emotional, and financial wellness through affordable, competitive and flexible benefits.

We value the unique perspectives individuals bring from all backgrounds and career paths - whether shaped by military service, community college education, or a wide range of work and life experiences. These journeys foster resilience, leadership and innovation, strengthening our workforce and positively impact the communities we serve.

Bank of America is committed to an in-office culture that supports collaboration, engagement, and career development. Our approach includes clear in-office expectations, while providing an appropriate level of flexibility based on role-specific responsibilities and business needs.

At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!

Job Description:

This job is responsible for providing moderately complex research, reporting, and analytical support for the delivery of end-to-end support for Global Operations, sales, trading/underwriting business for securities, foreign exchange, fixed income, exchange traded derivatives, and over-the-counter derivatives across multiple Lines of Business. Key responsibilities include carrying out duties under general supervision and assisting teammates while following established procedures. Job expectations include performing Customer Identification Program and Customer Due Diligence refresh processes.

LOB Job Description:

This position will support the Regulatory Processes & Reporting Team. The associate in this role will be responsible for operations broker dealer and bank regulatory reporting requirements. The associate will liaise with Finance and Operations associates to research exceptions and analyze operational data for compliance with applicable industry rules. The associate in this role may have oversight for the offshore functions aligned with the Regulatory Reporting team. This role will be cross trained on and provide back up support on reporting functions performed by the team, including but not limited to TIC Reporting and FOCUS Reporting. Associate will be expected to perform ongoing evaluations, quality assurance, and process testing and control improvements to regulatory reporting processes.

Responsibilities:

Maintains accuracy of client portfolio using internal and external comparison tools
Performs research and conducts moderately complex analyses using established techniques, including transactions that require special handling and exception handling
Explores methods to enhance processes, further reduce risks, and boost client experience
Partners with colleagues on the trade and sales support teams, as well as external agents
Creates reports and liaises with internal partners to ensure proper client reporting and assist with regulatory reporting
Escalates potential risks and exposures to manager in a timely manner
Assists with ad-hoc projects, new processes, or initiatives requiring coordination among subject matter experts representing multiple product areas or functions
Cross Train and Backup assigned functions within the process
Escalate issues to management/risk as necessary
Participate in tactical and strategic initiatives related to assigned Regulatory Reporting

Required Qualifications:

3-5 years brokerage operations experience, preferably in a regulatory or control department
Microsoft Excel experience
Working knowledge of stock record and/or broker dealer books and records concepts
Detail orientation
Ability to manage multiple priorities and multi task
Excellent time management and prioritization skills, with ability to meet tight deadlines
Ability and willingness to continuously learn on the job
Ability to problem-solve and take ownership of process improvements
Able to work in a team environment
Excellent verbal and written communication skills with ability to communicate with various stakeholders

Desired Qualifications:

Familiarity with the full Microsoft Office Suite, including Word, Outlook and Access
Experience with data analysis, including maintaining databases, collecting data, filtering and cleaning data, identifying patterns, interpreting data and presenting findings
Experience in the financial services industry
Strives to bring new thoughts and ideas to teams to drive innovation and unique solutions.
Excels in working among diverse viewpoints to determine the best path forward.
Experience in connecting with a diverse set of clients to understand future business needs – is a continuous learner.
Commitment to challenging the status quo and promoting positive change.
Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base.
Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.
Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions
Excels in working among diverse viewpoints to determine the best path forward
Experience in connecting with a diverse set of clients to understand future business needs - is a continuous learner
Commitment to challenging the status quo and promoting positive change.
Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base
Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world

Skills:

Attention to Detail
Critical Thinking
Data Collection and Entry
Recording/Organizing Information
Research
Fraud Management
Interpret Relevant Laws, Rules, and Regulations
Problem Solving
Quality Assurance
Risk Management
Adaptability
Customer and Client Focus
Prioritization
Result Orientation
Written Communications

Shift:

1st shift (United States of America)

Hours Per Week:

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Work requirements

Jobs in the United States