Surplus Lines Compliance

Surplus Lines – Compliance

Subject matter expert for surplus lines placements o All US jurisdictions o State requirements for filing and payment

o State requirements for placements including but not limited to:

§ Diligent effort § Export list § Exempt Commercial Purchaser § Insured eligibility § Home state determination § State form completion § Disclosure wording · Management of surplus lines documents on our intranet site · Research new areas or update existing research for surplus lines topics · Working with production, underwriting and tax teams to ensure compliance with state and Federal law. · Provide training for production teams and other support staff · Maintain the tax calculator which feeds tax rates and rules into our operating system · Working with internal and external IT sources to improve our processes – automation and streamlining · Good communication and people skills are essential. · Work well with compliance team members – collaboration and sharing knowledge · Ability to deescalate problem situations and look for acceptable solutions from a sales and compliance standpoint